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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 15 Institutional holders with a total value of $5,003,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 48,740 2,114,000 42.25%
2 Private Advisor Group, LLC 11,701 508,000 10.15%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,153 484,000 9.67%
4 LPL Financial LLC 10,569 456,000 9.11%
5 Virtu KCG Holdings LLC 8,136 354,000 7.08%
6 UBS Group AG 6,474 281,000 5.62%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,087 264,000 5.28%
8 Winslow, Evans & Crocker, Inc. 4,680 203,020 4.06%
9 JANE STREET GROUP, LLC 4,570 200,000 4.00%
10 ROYAL BANK OF CANADA 1,340 58,000 1.16%
11 Tower Research Capital LLC (TRC) 1,080 47,000 0.94%
12 IFP ADVISORS, INC 571 25,000 0.50%
13 MSI Financial Services Inc 191 8,000 0.16%
14 Orion Porfolio Solutions, LLC 15 1,000 0.02%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.