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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 15 Institutional holders with a total value of $9,616,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mirae Asset Global Investments Co., Ltd. 99,600 4,542,000 47.23%
2 UBS Group AG 42,443 1,935,000 20.12%
3 Virtu KCG Holdings LLC 31,141 1,420,000 14.77%
4 Private Advisor Group, LLC 12,100 552,000 5.74%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,867 313,000 3.25%
6 JANE STREET GROUP, LLC 6,127 279,000 2.90%
7 LPL Financial LLC 4,915 224,000 2.33%
8 ROYAL BANK OF CANADA 4,340 198,000 2.06%
9 Winslow, Evans & Crocker, Inc. 2,040 93,020 0.97%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 465 21,000 0.22%
11 BANK OF MONTREAL /CAN/ 422 19,000 0.20%
12 NEW ENGLAND SECURITIES CORP /MA/ 191 9,000 0.09%
13 MORGAN STANLEY 132 6,000 0.06%
14 Orion Porfolio Solutions, LLC 105 5,000 0.05%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.