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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 14 Institutional holders with a total value of $6,905,076.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 60,661 2,761,000 39.99%
2 UBS Group AG 34,657 1,577,000 22.84%
3 JANE STREET GROUP, LLC 13,478 613,000 8.88%
4 ADVISOR GROUP, INC. 11,886 541,000 7.83%
5 Mirae Asset Global Investments Co., Ltd. 8,447 384,000 5.56%
6 Janney Montgomery Scott LLC 6,236 284,000 4.11%
7 LPL Financial LLC 5,096 233,000 3.37%
8 Orion Porfolio Solutions, LLC 4,643 211,000 3.06%
9 Winslow, Evans & Crocker, Inc. 2,990 136,076 1.97%
10 ROYAL BANK OF CANADA 2,827 129,000 1.87%
11 MSI Financial Services Inc 346 16,000 0.23%
12 IFP ADVISORS, INC 248 11,000 0.16%
13 BANK OF AMERICA CORP /DE/ 200 9,000 0.13%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.