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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 12 Institutional holders with a total value of $2,739,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 28,143 1,228,000 44.83%
2 UBS Group AG 17,970 784,000 28.62%
3 LPL Financial LLC 5,095 224,000 8.18%
4 Winslow, Evans & Crocker, Inc. 4,180 182,332 6.66%
5 ADVISOR GROUP, INC. 3,600 157,000 5.73%
6 ROYAL BANK OF CANADA 2,602 113,000 4.13%
7 IFP ADVISORS, INC 578 25,000 0.91%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 465 20,000 0.73%
9 MSI Financial Services Inc 126 5,000 0.18%
10 Orion Porfolio Solutions, LLC 16 1,000 0.04%
11 Argentus Capital Management, LLC 0 0 0.00%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.