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EXCHANGE LISTED FDS TR
EXCHANGE LISTED FDS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $4,278,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 28,623 1,279,000 29.90%
2 UBS Group AG 23,227 1,038,000 24.26%
3 Mirae Asset Global Investments Co., Ltd. 14,597 652,000 15.24%
4 Private Advisor Group, LLC 10,798 480,000 11.22%
5 LPL Financial LLC 4,592 204,000 4.77%
6 ADVISOR GROUP, INC. 3,771 169,000 3.95%
7 Winslow, Evans & Crocker, Inc. 3,740 167,066 3.91%
8 ROYAL BANK OF CANADA 2,827 126,000 2.95%
9 Orion Porfolio Solutions, LLC 2,727 122,000 2.85%
10 IFP ADVISORS, INC 579 26,000 0.61%
11 MSI Financial Services Inc 346 15,000 0.35%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%
13 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.