| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 8,678,343 | 65,088,000 | 23.21% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,244,449 | 24,334,000 | 8.68% | ||
| 3 | Advisors Asset Management, Inc. | 2,943,645 | 22,077,000 | 7.87% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,796,346 | 20,973,000 | 7.48% | ||
| 5 | MORGAN STANLEY | 2,757,495 | 20,681,000 | 7.37% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,286,785 | 17,151,000 | 6.11% | ||
| 7 | UBS Group AG | 1,808,687 | 13,565,000 | 4.84% | ||
| 8 | CORNERSTONE ADVISORS INC | 1,354,401 | 10,158,000 | 3.62% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 1,231,357 | 9,235,000 | 3.29% | ||
| 10 | Hilton Capital Management, LLC | 1,215,555 | 9,117,000 | 3.25% | PRN | |
| 11 | Gramercy Funds Management LLC | 712,218 | 5,342,000 | 1.90% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 698,881 | 5,242,000 | 1.87% | ||
| 13 | 1832 Asset Management L.P. | 406,868 | 5,115,000 | 1.82% | ||
| 14 | DESCHUTES PORTFOLIO STRATEGY, LLC | 642,400 | 4,818,000 | 1.72% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 579,052 | 4,343,000 | 1.55% | ||
| 16 | ALPINE WOODS CAPITAL INVESTORS, LLC | 533,269 | 4,000,000 | 1.43% | ||
| 17 | Invesco Ltd. | 432,754 | 3,246,000 | 1.16% | ||
| 18 | BANK OF MONTREAL /CAN/ | 408,000 | 3,060,000 | 1.09% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 360,276 | 2,702,000 | 0.96% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 352,635 | 2,645,000 | 0.94% | ||
| 21 | Private Advisor Group, LLC | 277,053 | 2,078,000 | 0.74% | ||
| 22 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 251,307 | 1,885,000 | 0.67% | ||
| 23 | ROYAL BANK OF CANADA | 237,185 | 1,778,000 | 0.63% | ||
| 24 | DOLIVER ADVISORS, LP | 204,290 | 1,532,000 | 0.55% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 203,183 | 1,524,000 | 0.54% | ||
| 26 | CSS LLC/IL | 195,772 | 1,468,000 | 0.52% | ||
| 27 | STIFEL FINANCIAL CORP | 192,942 | 1,447,000 | 0.52% | ||
| 28 | LPL Financial LLC | 177,889 | 1,291,000 | 0.46% | ||
| 29 | MSI Financial Services Inc | 156,733 | 1,176,000 | 0.42% | ||
| 30 | Ancora Advisors LLC | 132,000 | 990,000 | 0.35% | ||
| 31 | Vident Investment Advisory, LLC | 6,441,330 | 858,000 | 0.31% | ||
| 32 | Independent Portfolio Consultants, Inc. | 104,776 | 786,000 | 0.28% | ||
| 33 | SG Americas Securities, LLC | 95,885 | 719,000 | 0.26% | ||
| 34 | OPPENHEIMER & CO INC | 90,225 | 677,000 | 0.24% | ||
| 35 | Centaur Capital Partners, L.P. | 90,000 | 675,000 | 0.24% | ||
| 36 | AQR ARBITRAGE LLC | 80,227 | 602,000 | 0.21% | ||
| 37 | BRINKER CAPITAL INC | 76,108 | 570,000 | 0.20% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 74,715 | 560,000 | 0.20% | ||
| 39 | Curi Capital, LLC | 71,101 | 533,000 | 0.19% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 70,762 | 531,000 | 0.19% | ||
| 41 | Oxbow Advisors, LLC | 58,346 | 438,000 | 0.16% | ||
| 42 | SENTINEL TRUST CO LBA | 58,100 | 436,000 | 0.16% | ||
| 43 | GEODE CAPITAL MANAGEMENT, LLC | 58,252 | 436,000 | 0.16% | PRN | |
| 44 | IFP ADVISORS, INC | 54,827 | 411,000 | 0.15% | ||
| 45 | CITIGROUP INC | 53,329 | 400,000 | 0.14% | ||
| 46 | VSR Financial Services, Inc. | 46,720 | 350,000 | 0.12% | ||
| 47 | Shaker Financial Services, LLC | 43,270 | 325,000 | 0.12% | ||
| 48 | First Allied Advisory Services, Inc. | 39,957 | 300,000 | 0.11% | ||
| 49 | Cambridge Investment Research Advisors, Inc. | 38,926 | 292,000 | 0.10% | ||
| 50 | Meristem Family Wealth, LLC | 30,000 | 225,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
