| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 5,226,988 | 45,161,000 | 16.31% | ||
| 2 | MORGAN STANLEY | 3,389,843 | 29,288,000 | 10.58% | ||
| 3 | Advisors Asset Management, Inc. | 3,194,988 | 27,605,000 | 9.97% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,767,905 | 23,915,000 | 8.64% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,755,689 | 23,809,000 | 8.60% | ||
| 6 | UBS Group AG | 2,561,437 | 22,131,000 | 7.99% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,911,303 | 16,514,000 | 5.97% | ||
| 8 | Hilton Capital Management, LLC | 1,865,376 | 16,117,000 | 5.82% | PRN | |
| 9 | RAYMOND JAMES & ASSOCIATES | 1,480,644 | 12,793,000 | 4.62% | ||
| 10 | CORNERSTONE ADVISORS INC | 1,151,593 | 9,950,000 | 3.59% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 640,051 | 5,494,000 | 1.98% | ||
| 12 | Invesco Ltd. | 604,117 | 5,220,000 | 1.89% | ||
| 13 | Vident Investment Advisory, LLC | 472,678 | 4,084,000 | 1.48% | ||
| 14 | ALPINE WOODS CAPITAL INVESTORS, LLC | 423,269 | 3,657,000 | 1.32% | ||
| 15 | Gramercy Funds Management LLC | 421,097 | 3,638,000 | 1.31% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 401,824 | 3,473,000 | 1.25% | ||
| 17 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 275,033 | 2,376,000 | 0.86% | ||
| 18 | DOLIVER ADVISORS, LP | 234,603 | 2,027,000 | 0.73% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 229,269 | 1,981,000 | 0.72% | ||
| 20 | STIFEL FINANCIAL CORP | 207,105 | 1,789,000 | 0.65% | ||
| 21 | ROYAL BANK OF CANADA | 202,937 | 1,753,000 | 0.63% | ||
| 22 | Independent Portfolio Consultants, Inc. | 196,476 | 1,698,000 | 0.61% | ||
| 23 | CSS LLC/IL | 179,372 | 1,550,000 | 0.56% | ||
| 24 | MSI Financial Services Inc | 142,534 | 1,231,000 | 0.44% | ||
| 25 | Private Advisor Group, LLC | 116,563 | 1,007,000 | 0.36% | ||
| 26 | LPL Financial LLC | 110,006 | 947,000 | 0.34% | ||
| 27 | Ancora Advisors LLC | 87,000 | 752,000 | 0.27% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 77,579 | 670,000 | 0.24% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 71,310 | 616,000 | 0.22% | ||
| 30 | OPPENHEIMER & CO INC | 63,060 | 545,000 | 0.20% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 58,610 | 506,393 | 0.18% | ||
| 32 | SIT INVESTMENT ASSOCIATES INC | 50,000 | 432,000 | 0.16% | ||
| 33 | VSR Financial Services, Inc. | 45,620 | 394,000 | 0.14% | ||
| 34 | Oxbow Advisors, LLC | 45,165 | 392,000 | 0.14% | ||
| 35 | First Allied Advisory Services, Inc. | 40,925 | 354,000 | 0.13% | ||
| 36 | Shaker Financial Services, LLC | 31,689 | 274,000 | 0.10% | ||
| 37 | Meristem Family Wealth, LLC | 30,000 | 259,000 | 0.09% | ||
| 38 | GOLDMAN SACHS GROUP INC | 25,209 | 218,000 | 0.08% | ||
| 39 | CITADEL ADVISORS LLC | 21,672 | 187,000 | 0.07% | ||
| 40 | Virtu KCG Holdings LLC | 21,422 | 185,000 | 0.07% | ||
| 41 | CITIGROUP INC | 19,275 | 167,000 | 0.06% | ||
| 42 | RELATIVE VALUE PARTNERS GROUP, LLC | 16,251 | 140,000 | 0.05% | ||
| 43 | IFC Holdings Incorporated/FL | 15,248 | 136,000 | 0.05% | ||
| 44 | B. Riley Wealth Advisors, Inc. | 14,907 | 129,000 | 0.05% | ||
| 45 | Winslow, Evans & Crocker, Inc. | 13,600 | 117,504 | 0.04% | ||
| 46 | KING INVESTMENT ADVISORS INC/TX | 13,431 | 115,000 | 0.04% | ||
| 47 | WEDBUSH SECURITIES INC | 12,644 | 109,000 | 0.04% | ||
| 48 | Bank of New York Mellon Corp | 11,598 | 100,000 | 0.04% | ||
| 49 | Baystate Wealth Management LLC | 10,777 | 93,000 | 0.03% | ||
| 50 | M&T BANK CORP | 10,197 | 88,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
