| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 8,733,559 | 72,139,000 | 25.80% | ||
| 2 | Saba Capital Management, L.P. | 5,567,362 | 45,986,000 | 16.45% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,997,535 | 24,759,000 | 8.85% | ||
| 4 | UBS Group AG | 2,822,693 | 23,315,000 | 8.34% | ||
| 5 | Advisors Asset Management, Inc. | 1,364,447 | 11,270,000 | 4.03% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 1,320,050 | 10,904,000 | 3.90% | ||
| 7 | MORGAN STANLEY | 1,293,985 | 10,688,000 | 3.82% | ||
| 8 | CORNERSTONE ADVISORS INC | 1,146,468 | 9,470,000 | 3.39% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,100,111 | 9,087,000 | 3.25% | ||
| 10 | Vident Investment Advisory, LLC | 798,702 | 6,597,000 | 2.36% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 723,522 | 5,976,000 | 2.14% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 705,275 | 5,857,000 | 2.09% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 704,296 | 5,818,000 | 2.08% | ||
| 14 | ALPINE WOODS CAPITAL INVESTORS, LLC | 483,959 | 3,998,000 | 1.43% | ||
| 15 | Zuckerman Investment Group, LLC | 443,010 | 3,659,000 | 1.31% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 414,972 | 3,428,000 | 1.23% | ||
| 17 | BANK OF MONTREAL /CAN/ | 408,000 | 3,370,000 | 1.21% | ||
| 18 | ROYAL BANK OF CANADA | 241,809 | 1,997,000 | 0.71% | ||
| 19 | CSS LLC/IL | 210,875 | 1,742,000 | 0.62% | ||
| 20 | DESCHUTES PORTFOLIO STRATEGY, LLC | 193,310 | 1,597,000 | 0.57% | ||
| 21 | Invesco Ltd. | 183,250 | 1,514,000 | 0.54% | ||
| 22 | STIFEL FINANCIAL CORP | 177,431 | 1,464,000 | 0.52% | ||
| 23 | Shaker Financial Services, LLC | 164,255 | 1,357,000 | 0.49% | ||
| 24 | MML INVESTORS SERVICES, INC. | 128,544 | 1,062,000 | 0.38% | ||
| 25 | AMERIPRISE FINANCIAL INC | 127,034 | 1,049,000 | 0.38% | ||
| 26 | NEXT Financial Group, Inc | 115,550 | 996,000 | 0.36% | ||
| 27 | LPL Financial LLC | 114,930 | 948,000 | 0.34% | ||
| 28 | OPPENHEIMER & CO INC | 84,958 | 702,000 | 0.25% | ||
| 29 | ADVISOR GROUP, INC. | 84,051 | 695,000 | 0.25% | ||
| 30 | Aviance Capital Partners, LLC | 82,091 | 678,000 | 0.24% | ||
| 31 | BRINKER CAPITAL INC | 77,725 | 642,000 | 0.23% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 70,762 | 584,000 | 0.21% | ||
| 33 | Cetera Advisor Networks LLC | 60,987 | 508,000 | 0.18% | ||
| 34 | Oxbow Advisors, LLC | 57,626 | 476,000 | 0.17% | ||
| 35 | WEDBUSH SECURITIES INC | 56,100 | 463,000 | 0.17% | ||
| 36 | IFP ADVISORS, INC | 43,073 | 356,000 | 0.13% | ||
| 37 | First Allied Advisory Services, Inc. | 40,013 | 325,000 | 0.12% | ||
| 38 | Meristem Family Wealth, LLC | 36,772 | 304,000 | 0.11% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,699 | 295,000 | 0.11% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 34,737 | 287,000 | 0.10% | ||
| 41 | WAYNE HUMMER INVESTMENTS L.L.C. | 29,836 | 246,000 | 0.09% | ||
| 42 | CARDAN CAPITAL PARTNERS, LLC | 27,864 | 230,000 | 0.08% | ||
| 43 | Janney Montgomery Scott LLC | 26,052 | 215,000 | 0.08% | ||
| 44 | Commonwealth Equity Services, Inc | 25,486 | 211,000 | 0.08% | ||
| 45 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,705 | 179,000 | 0.06% | ||
| 46 | SUNTRUST BANKS INC | 21,242 | 177,000 | 0.06% | ||
| 47 | J.P. Morgan Private Wealth Advisors LLC | 21,277 | 176,000 | 0.06% | ||
| 48 | GOLDMAN SACHS GROUP INC | 20,956 | 173,000 | 0.06% | ||
| 49 | M&T BANK CORP | 20,761 | 171,000 | 0.06% | ||
| 50 | GEODE CAPITAL MANAGEMENT, LLC | 20,015 | 165,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
