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ALPS ETF TRUST SECTR DIV DOGS ETF
ALPS ETF TRUST SECTR DIV DOGS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $793,304,335.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ALLIANCEBERNSTEIN L.P. 8,329 346,000 0.04%
52 SVA Wealth Management, LLC 8,323 346,000 0.04%
53 BB&T SECURITIES, LLC 7,944 330,000 0.04%
54 BENJAMIN F. EDWARDS & COMPANY, INC. 6,991 291,000 0.04%
55 LIDO ADVISORS, LLC 6,614 275,000 0.03%
56 CITIGROUP INC 6,498 270,000 0.03%
57 SHEAFF BROCK INVESTMENT ADVISORS, LLC 6,290 261,000 0.03%
58 Stratos Wealth Partners, LTD. 5,933 247,000 0.03%
59 First Allied Advisory Services, Inc. 5,358 223,000 0.03%
60 Cetera Advisor Networks LLC 5,330 222,000 0.03%
61 Argentus Capital Management, LLC 5,152 214,000 0.03%
62 King Wealth Management Group 4,890 203,000 0.03%
63 BEESE FULMER INVESTMENT MANAGEMENT, INC. 4,825 201,000 0.03%
64 US BANCORP \DE\ 2,381 99,000 0.01%
65 Perigon Wealth Management, LLC 1,839 76,000 0.01%
66 IFP ADVISORS, INC 1,774 74,000 0.01%
67 WEALTHPLAN PARTNERS, LLC 763 31,314 0.00%
68 Creative Planning 733 30,000 0.00%
69 SONORA INVESTMENT MANAGEMENT, LLC 650 27,021 0.00%
70 Concert Wealth Management Inc. 650 27,000 0.00%
71 COUNTRY TRUST BANK 586 24,000 0.00%
72 ROWLAND CARMICHAEL ADVISORS INC /ADV 523 22,000 0.00%
73 CWM, LLC 358 15,000 0.00%
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 12,000 0.00%
75 Community Bank, N.A. 250 10,000 0.00%
76 Financial Architects, Inc 250 10,000 0.00%
77 PNC FINANCIAL SERVICES GROUP, INC. 198 8,000 0.00%
78 Live Your Vision, LLC 153 6,000 0.00%
79 Winch Advisory Services, LLC 145 6,000 0.00%
80 D.A. DAVIDSON & CO. 150 6,000 0.00%
81 Carroll Financial Associates, Inc. 139 5,000 0.00%
82 SEI INVESTMENTS CO 75 3,000 0.00%
83 DUBUQUE BANK & TRUST CO 1 0 0.00%
84 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.