| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | ISHARES TR | 49,900 | 29,000 | 0.00% | Put | |
| 202 | ATLANTIC PWR CORP | 12,270 | 29,000 | 0.00% | ||
| 203 | Tibco Software Inc | 30,000 | 30,000 | 0.00% | PRN | |
| 204 | Ares Capital Corp | 30,000 | 31,000 | 0.00% | PRN | |
| 205 | CHESAPEAKE ENERGY CORP | 31,000 | 31,000 | 0.00% | PRN | |
| 206 | ION GEOPHYSICAL CORP | 11,423 | 32,000 | 0.00% | ||
| 207 | NEURALSTEM INC COM | 10,177 | 33,000 | 0.00% | ||
| 208 | ENTROPIC COMMUNICA | 12,510 | 33,000 | 0.00% | ||
| 209 | CTI BIOPHARMA | 14,070 | 34,000 | 0.00% | ||
| 210 | JARDEN CORP | 25,000 | 34,000 | 0.00% | PRN | |
| 211 | AGENUS INC | 10,746 | 34,000 | 0.00% | ||
| 212 | TRANSPORTADORA DE GAS SUR | 10,400 | 35,000 | 0.00% | ||
| 213 | QUIKSILVER INC COM | 20,829 | 35,000 | 0.00% | ||
| 214 | QUANTUM CORP COM DSSG | 29,600 | 35,000 | 0.00% | ||
| 215 | ARRAY BIOPHARMA INC | 10,064 | 35,000 | 0.00% | ||
| 216 | SYNERGY PHARMACEUTICALS DEL | 13,042 | 36,000 | 0.00% | ||
| 217 | WHIRLPOOL CORP | 1,200 | 36,000 | 0.00% | Call | |
| 218 | Capstone Turbine | 34,340 | 36,000 | 0.00% | ||
| 219 | JOHNSON & JOHNSON | 11,000 | 36,000 | 0.00% | Call | |
| 220 | ZIX CORP | 10,620 | 36,000 | 0.00% | ||
| 221 | Dynavax Techs Cp New | 24,740 | 36,000 | 0.00% | ||
| 222 | ALPHA NATURAL RESOURCES | 14,989 | 37,000 | 0.00% | ||
| 223 | ALLIED NEVADA GOLD UTIL | 11,480 | 38,000 | 0.00% | ||
| 224 | MERGE HEALTHCARE INC | 17,310 | 38,000 | 0.00% | ||
| 225 | ROVI CORP | 39,000 | 39,000 | 0.00% | PRN | |
| 226 | VOLCANO CORPORATION | 45,000 | 39,000 | 0.00% | PRN | |
| 227 | PREMIER EXHIBITIONS INC | 53,016 | 39,000 | 0.00% | ||
| 228 | GREENBRIER COS INC | 20,000 | 40,000 | 0.00% | PRN | |
| 229 | GENERAL DYNAMICS CORP | 1,900 | 40,000 | 0.00% | Call | |
| 230 | MERITOR INC | 30,000 | 43,000 | 0.00% | PRN | |
| 231 | MGM RESORTS INTERNATIONAL | 35,000 | 44,000 | 0.00% | PRN | |
| 232 | ARCH COAL INC | 21,102 | 45,000 | 0.00% | ||
| 233 | LADENBURG THALMAN FIN SVCS I | 10,990 | 46,000 | 0.00% | ||
| 234 | OMNICARE INC | 45,000 | 46,000 | 0.00% | PRN | |
| 235 | RYLAND GROUP INC SR NT CV 0.25 19 | 50,000 | 46,000 | 0.00% | PRN | |
| 236 | Support.Com Inc | 21,762 | 47,000 | 0.00% | ||
| 237 | TESLA INC SR CV NT 0.25 19 | 50,000 | 48,000 | 0.00% | PRN | |
| 238 | SEACOR HOLDINGS INC | 45,000 | 49,000 | 0.00% | PRN | |
| 239 | CIENA CORP SR NT CV 17 | 50,000 | 49,000 | 0.00% | PRN | |
| 240 | * LEXICON PHARMACEUTICALS INC COM | 35,239 | 49,000 | 0.00% | ||
| 241 | NATIONAL HEALTH INVS INC | 50,000 | 49,000 | 0.00% | PRN | |
| 242 | PLUG POWER INC | 10,860 | 50,000 | 0.00% | ||
| 243 | SYNAPTICS INC | 4,700 | 51,000 | 0.00% | Call | |
| 244 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 40,000 | 51,000 | 0.00% | PRN | |
| 245 | PROSPECT CAPITAL CORPORATION | 50,000 | 52,000 | 0.00% | PRN | |
| 246 | PACIFIC BIOSCIENCES CALIF IN | 10,560 | 52,000 | 0.00% | ||
| 247 | SEQUENOM INC | 18,002 | 53,000 | 0.00% | ||
| 248 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 50,000 | 53,000 | 0.00% | PRN | |
| 249 | PROCTER AND GAMBLE CO | 27,400 | 53,000 | 0.00% | Call | |
| 250 | Cincinnati Bell Inc | 15,890 | 54,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-14-012052, filed 2014.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
