Dark
Light
System
Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
3901 NAPCO SEC TECHNOLOGIES INC COM 34,169 161,000 0.00%
3902 Bank of South Carolina Corp 10,837 161,000 0.00%
3903 HF FINL CORP 12,037 161,000 0.00%
3904 FONAR CORP 14,616 161,000 0.00%
3905 MISONIX INC COM 13,321 160,000 0.00%
3906 EXA CORP 14,188 160,000 0.00%
3907 ArQule Inc 143,302 160,000 0.00%
3908 HANSEN MEDICAL INC 135,457 160,000 0.00%
3909 Isoray Inc 93,961 159,000 0.00%
3910 STEMCELLS INC COM NEW 124,825 157,000 0.00%
3911 TOWERSTREAM CORP 105,788 157,000 0.00%
3912 BROADWIND ENERGY INC COM NEW 20,959 157,000 0.00%
3913 LO-JACK CORP 39,924 156,000 0.00%
3914 UNITY BANCORP INC 16,066 155,000 0.00%
3915 ZHONE TECHNOLOGIES INC NEW 57,402 155,000 0.00%
3916 ACCRETIVE HEALTH INC 19,848 154,000 0.00%
3917 WET SEAL INC 293,030 154,000 0.00%
3918 MATTERSIGHT CORP COM 28,394 154,000 0.00%
3919 Vical Inc 136,437 154,000 0.00%
3920 TARGACEPT INC 60,776 153,000 0.00%
3921 LIPOSCIENCE INC 29,531 153,000 0.00%
3922 TRANSCAT INC COM 16,805 153,000 0.00%
3923 First South Bancorp 18,814 152,000 0.00%
3924 RADISYS CORP COM 56,872 152,000 0.00%
3925 SUPREME INDS INC 19,306 151,000 0.00%
3926 CONCERT PHARMACEUTICALS INCORPORATED 11,872 150,000 0.00%
3927 TROVAGENE INC 32,822 150,000 0.00%
3928 BALLANTYNE STRONG INC 33,230 148,000 0.00%
3929 TubeMogul, Inc. 12,927 148,000 0.00%
3930 Escalera Resources Co 78,199 148,000 0.00%
3931 SMART AND FINAL STORES INC COM 10,286 148,000 0.00%
3932 STREAMLINE HEALTH SOLUTIONS COM 31,540 146,000 0.00%
3933 Integrated Electrical Svc 17,531 145,000 0.00%
3934 THESTREET INC 64,381 145,000 0.00%
3935 UNI PIXEL INC COM NEW 22,922 145,000 0.00%
3936 DORAL FINL CORP 21,567 143,000 0.00%
3937 MEDGENICS INC 27,616 143,000 0.00%
3938 ELEPHANT TALK COMM CORP 138,802 143,000 0.00%
3939 LA JOLLA PHARMACEUTICAL CO 14,913 143,000 0.00%
3940 API TECHNOLOGIES CORP 61,115 143,000 0.00%
3941 UNITED MICROELECTRONICS CORP 71,282 142,000 0.00%
3942 NUVEEN S&P 500 BUY-WRITE INC 11,103 142,000 0.00%
3943 PEOPLES FINL CORP MISS 10,626 141,000 0.00%
3944 Odyssey Marine Exploration Inc 154,488 141,000 0.00%
3945 NCI INC 14,841 141,000 0.00%
3946 NeoPhotonics Corp 41,851 140,000 0.00%
3947 TENAX THERAPEUTICS INC 35,696 140,000 0.00%
3948 City Office Reit, Inc. 10,256 139,000 0.00%
3949 SUBSEA 7 SA SPON ADR 9,800 139,000 0.00%
3950 SOTHERLY HOTELS INC COM 17,694 138,000 0.00%
Page 79 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.