| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 12,300,768 | 21,896,000 | 64.08% | ||
| 2 | MSD Partners, L.P. | 2,675,000 | 4,762,000 | 13.94% | ||
| 3 | Knoll Capital Management, LLC | 1,360,000 | 2,394,000 | 7.01% | ||
| 4 | VANGUARD GROUP INC | 1,339,089 | 2,384,000 | 6.98% | ||
| 5 | ROYCE & ASSOCIATES LP | 276,000 | 491,000 | 1.44% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 191,683 | 342,000 | 1.00% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 173,866 | 309,000 | 0.90% | ||
| 8 | Janney Montgomery Scott LLC | 148,727 | 264,734 | 0.77% | ||
| 9 | BlackRock Fund Advisors | 124,478 | 222,000 | 0.65% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 179,000 | 0.52% | ||
| 11 | REGIONS FINANCIAL CORP | 100,000 | 178,000 | 0.52% | ||
| 12 | NORTHERN TRUST CORP | 59,208 | 105,000 | 0.31% | ||
| 13 | GOLDMAN SACHS GROUP INC | 46,970 | 84,000 | 0.25% | ||
| 14 | Virtu KCG Holdings LLC | 41,306 | 74,000 | 0.22% | ||
| 15 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 40,000 | 71,000 | 0.21% | ||
| 16 | M&T BANK CORP | 36,451 | 65,000 | 0.19% | ||
| 17 | Bank of New York Mellon Corp | 35,524 | 63,000 | 0.18% | ||
| 18 | MORGAN STANLEY | 32,209 | 57,000 | 0.17% | ||
| 19 | Paloma Partners Management Co | 31,860 | 57,000 | 0.17% | ||
| 20 | STIFEL FINANCIAL CORP | 20,000 | 36,000 | 0.11% | ||
| 21 | THOMPSON DAVIS & CO., INC. | 20,000 | 36,000 | 0.11% | ||
| 22 | CITADEL ADVISORS LLC | 15,688 | 28,000 | 0.08% | ||
| 23 | STEPHENS INC /AR/ | 15,000 | 27,000 | 0.08% | ||
| 24 | OPPENHEIMER & CO INC | 10,000 | 18,000 | 0.05% | ||
| 25 | BlackRock Investment Management, LLC | 7,723 | 14,000 | 0.04% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 2,776 | 5,000 | 0.01% | ||
| 27 | Tower Research Capital LLC (TRC) | 2,350 | 4,000 | 0.01% | ||
| 28 | Creative Planning | 2,000 | 4,000 | 0.01% | ||
| 29 | WELLS FARGO & COMPANY/MN | 1,000 | 2,000 | 0.01% | ||
| 30 | CITIGROUP INC | 34 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
