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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 4,269 holdings with a total value of $331,225,071,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 ONCONOVA THERAPEUTICS 12,700 42,000 0.00%
152 NETLIST INC 56,451 42,000 0.00%
153 WAVE SYSTEMS CORP 52,052 42,000 0.00%
154 CARDICA INC 61,775 43,000 0.00%
155 INUVO INC 32,889 43,000 0.00%
156 ENVIVIO INC 32,257 43,000 0.00%
157 NISKA GAS STORAGE PARTNERS L 14,624 44,000 0.00%
158 ALEXZA PHARMACEUTICALS INC COM NEW 29,487 44,000 0.00%
159 ROYALE ENERGY INC 20,715 44,000 0.00%
160 TEJON RANCH CO WT EXP 083116 25,063 45,000 0.00%
161 NANOSPHERE INC 115,712 45,000 0.00%
162 LOCAL CORP COM 44,135 46,000 0.00%
163 HEALTH INS INNOVATIONS INC 6,384 46,000 0.00%
164 PREMIER EXHIBITIONS INC 76,022 47,000 0.00%
165 IKANOS COMMUNICATIONS INC 151,990 47,000 0.00%
166 ATLANTICUS HLDGS CORP 19,513 48,000 0.00%
167 GSE SYS INC 29,774 48,000 0.00%
168 GORDMANS STORES INC 17,658 48,000 0.00%
169 VIDEO DISPLAY CORP 17,169 48,000 0.00%
170 ADCARE HEALTH SYSTEMS INC 12,275 49,000 0.00%
171 ROCK CREEK PHARMACEUTICALS INCORPORATED 271,845 49,000 0.00%
172 Royal Bancshares of Pennsylvania, Inc. 31,659 50,000 0.00%
173 UQM TECHNOLOGIES INC COM 64,848 51,000 0.00%
174 FORTUNA SILVER MINES INC 11,110 51,000 0.00%
175 TETRALOGIC PHARMA CO 10,554 51,000 0.00%
176 INTERCLOUD SYS INC 17,945 52,000 0.00%
177 BARNWELL INDS INC 19,593 52,000 0.00%
178 CEL SCI CORP 90,871 52,000 0.00%
179 B2GOLD CORP 31,808 52,000 0.00%
180 Enservco Corp 32,057 52,000 0.00%
181 CORMEDIX INC 27,665 53,000 0.00%
182 AUTHENTIDATE HLDG CORP 56,804 53,000 0.00%
183 AXOGEN INC 14,711 53,000 0.00%
184 CELSION CORPORATION COM PAR $0.01 22,458 53,000 0.00%
185 SYNACOR INC 26,934 54,000 0.00%
186 VERSAR INC 16,964 54,000 0.00%
187 GTX INC 75,251 55,000 0.00%
188 GENVEC INC 26,289 55,000 0.00%
189 PDI INC 30,954 55,000 0.00%
190 URANIUM RES INC 30,182 56,000 0.00%
191 MEDICINOVA INC COM NEW 18,656 57,000 0.00%
192 ANTHERA PHARMACEUTICALS I 36,029 57,000 0.00%
193 HEMISPHERX BIOPHARMA INC 236,866 59,000 0.00%
194 THOMPSON CREEK METALS CO COM 35,530 59,000 0.00%
195 INTERMOLECULAR INC 30,416 59,000 0.00%
196 SPHERIX INC 54,309 59,000 0.00%
197 IPATH MSCI INDIA INDEX ETN 856 60,000 0.00%
198 BLUELINX HLDGS INC 51,351 60,000 0.00%
199 UTSTARCOM HOLDINGS CORP SHS NEW 21,046 60,000 0.00%
200 PERFUMANIA HLDGS INC 10,165 61,000 0.00%
Page 4 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-15-000010, filed 2015.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.