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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,185 holdings with a total value of $321,055,856,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 VERASTEM INC COM 43,388 57,000 0.00%
202 CymaBay Therapeutics 30,116 58,000 0.00%
203 ASTROTECH CORP 35,332 58,000 0.00%
204 SPARK NETWORKS INC 37,283 59,000 0.00%
205 AETHLON MED INC 11,933 60,000 0.00%
206 TREMOR VIDEO INC 35,799 61,000 0.00%
207 TELLURIAN INC NEW COM 11,049 61,000 0.00%
208 NEONODE INC 53,171 61,000 0.00%
209 AMYRIS INC 106,262 62,000 0.00%
210 THESTREET INC 56,323 62,000 0.00%
211 CASTLE BRANDS INC 71,926 63,000 0.00%
212 INFUSYSTEM HLDGS INC 22,583 63,000 0.00%
213 ISHARES 10-20 YEAR TREASURY BOND ETF 44,320 64,000 0.00%
214 Life Technologies Corp 20,185 64,000 0.00%
215 WIRELESS TELECOM GROUP INC 37,637 64,000 0.00%
216 MOSYS INC 85,406 64,000 0.00%
217 XOMA CORP DEL 141,668 65,000 0.00%
218 OREXIGEN THERAPEUTICS INC 20,127 66,000 0.00%
219 CUMULUS MEDIA INC 201,534 66,000 0.00%
220 ZION OIL & GAS INC 47,758 67,000 0.00%
221 CEMTREX INC 17,043 67,000 0.00%
222 INTEST CORP 16,896 67,000 0.00%
223 CAPSTONE TURBINE CORP COM NEW 49,030 67,000 0.00%
224 KURA ONCOLOGY INC 10,887 68,000 0.00%
225 Nova Lifestyle Inc 18,771 68,000 0.00%
226 KEMPHARM INC 15,288 68,000 0.00%
227 DATA I O CORP 19,084 68,000 0.00%
228 FALCONSTOR SOFTWARE INC 66,683 69,000 0.00%
229 Sunesis Pharmaceuticals, Inc. 15,688 69,000 0.00%
230 ALPHA PRO TECH LTD 19,194 69,000 0.00%
231 TENAX THERAPEUTICS INC COM 29,904 69,000 0.00%
232 QUMU CORP 30,542 70,000 0.00%
233 ENGLOBAL CORP 46,348 70,000 0.00%
234 VOLITIONRX LTD 13,473 71,000 0.00%
235 LINCOLN EDL SVCS CORP 32,978 72,000 0.00%
236 MAUI LD &PINEAPPLE INC COM 11,118 74,000 0.00%
237 WHEELER REAL ESTATE INVT TR 42,328 74,000 0.00%
238 ZEDGE INCORPORATED CLASS B 21,681 74,000 0.00%
239 STUDENT TRANSN INC COM 12,692 76,000 0.00%
240 GEVO INC 157,085 76,000 0.00%
241 BANK COMM HLDGS 10,566 77,000 0.00%
242 GAMCO GLOBAL GOLD NAT RES 12,000 77,000 0.00%
243 GOLDEN MINERALS CO 102,420 77,000 0.00%
244 PALATIN TECHNOLOGIES INC COM 123,051 77,000 0.00%
245 Isoray Inc 108,667 78,000 0.00%
246 STAR BULK CARRIERS CORP 17,460 79,000 0.00%
247 CIVEO CORP CDA 70,248 80,000 0.00%
248 ACTINIUM PHARMACEUTICALS INC 59,900 81,000 0.00%
249 BEASLEY BROADCAST GROUP INC 14,051 81,000 0.00%
250 Nivalis Therapeutics Inc 10,120 82,000 0.00%
Page 5 of 84

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000049, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.