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Nivalis Therapeutics Inc
Nivalis Therapeutics Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 50 Institutional holders with a total value of $100,138,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 3,732,412 30,345,000 30.30%
2 BVF INC/IL 1,709,673 13,900,000 13.88%
3 WELLINGTON MANAGEMENT GROUP LLP 1,523,489 12,385,000 12.37%
4 AXA S.A. 651,846 5,300,000 5.29%
5 TIGER MANAGEMENT L.L.C. 650,915 5,292,000 5.28%
6 KINGDON CAPITAL MANAGEMENT, L.L.C. 541,700 4,404,000 4.40%
7 FRANKLIN RESOURCES INC 490,000 3,984,000 3.98%
8 Rock Springs Capital Management LP 489,000 3,976,000 3.97%
9 JENNISON ASSOCIATES LLC 328,763 2,673,000 2.67%
10 VANGUARD GROUP INC 271,682 2,208,000 2.20%
11 SABBY MANAGEMENT, LLC 267,650 2,176,000 2.17%
12 EverPoint Asset Management, LLC 219,735 1,786,000 1.78%
13 SPHERA FUNDS MANAGEMENT LTD. 204,700 1,664,000 1.66%
14 WALL STREET ASSOCIATES 170,400 1,385,000 1.38%
15 GEODE CAPITAL MANAGEMENT, LLC 127,485 1,036,000 1.03%
16 PERCEPTIVE ADVISORS LLC 122,275 994,000 0.99%
17 FMR LLC 100,000 813,000 0.81%
18 Endurant Capital Management LP 85,412 694,000 0.69%
19 GOLDMAN SACHS GROUP INC 77,023 626,000 0.63%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 75,000 610,000 0.61%
21 Alyeska Investment Group, L.P. 70,204 571,000 0.57%
22 ORBIMED ADVISORS LLC 59,000 480,000 0.48%
23 BlackRock Institutional Trust Company, N.A. 56,859 462,000 0.46%
24 D. E. Shaw & Co., Inc. 31,521 256,000 0.26%
25 RTW INVESTMENTS, LP 30,000 244,000 0.24%
26 BlackRock Fund Advisors 24,880 202,000 0.20%
27 MSI Financial Services Inc 20,000 163,000 0.16%
28 ACADIAN ASSET MANAGEMENT LLC 19,805 161,000 0.16%
29 Spark Investment Management LLC 17,900 145,000 0.14%
30 Bank of New York Mellon Corp 16,494 134,000 0.13%
31 DAFNA Capital Management LLC 15,000 122,000 0.12%
32 STONERIDGE INVESTMENT PARTNERS LLC 13,563 110,000 0.11%
33 TFS CAPITAL LLC 13,116 107,000 0.11%
34 Virtu KCG Holdings LLC 11,963 97,000 0.10%
35 MORGAN STANLEY 11,847 96,000 0.10%
36 DEUTSCHE BANK AG\ 11,287 91,000 0.09%
37 TLP GROUP LLC 11,150 91,000 0.09%
38 NORTHERN TRUST CORP 10,120 82,000 0.08%
39 ARDSLEY ADVISORY PARTNERS LP 10,000 81,000 0.08%
40 NEW YORK STATE COMMON RETIREMENT FUND 7,148 58,000 0.06%
41 BARCLAYS PLC 4,000 33,000 0.03%
42 UBS Group AG 2,119 17,000 0.02%
43 JPMORGAN CHASE & CO 1,937 16,000 0.02%
44 BANK OF AMERICA CORP /DE/ 1,811 15,000 0.01%
45 BlackRock Investment Management, LLC 1,775 14,000 0.01%
46 BlackRock Japan Co. Ltd 1,606 13,000 0.01%
47 BLACKROCK ADVISORS LLC 1,611 13,000 0.01%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 948 8,000 0.01%
49 Creative Planning 478 4,000 0.00%
50 MAGEE THOMSON INVESTMENT PARTNERS LLC 126 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.