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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,733 holdings with a total value of $90,130,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 Centrus Energy Corp. 2 0 0.00%
102 NAVIOS MARITIME MIDSTREAM LP 23 0 0.00%
103 FARMERS NATIONAL BANC CORP 2 0 0.00%
104 DBX ETF TR 1 0 0.00%
105 MINERVA NEUROSCIENCES INC COM 2 0 0.00%
106 YINGLI GREEN ENERGY HLDG CO 106 0 0.00%
107 TRANSGLOBE ENERGY CORP 4 0 0.00%
108 UCP Inc 51 0 0.00%
109 FIFTH STREET FINANCE CORP 16 0 0.00%
110 THRESHOLD PHARMACEUTICAL INC 63 0 0.00%
111 GLOBALSTAR INC 100 0 0.00% Put
112 DIREXION SHS ETF TR 1 0 0.00%
113 CYTRX CORP 608 0 0.00%
114 EVERI HLDGS INC 24 0 0.00%
115 EARTHSTONE ENERGY INC 28 0 0.00%
116 CAPSTONE TURBINE CORP 17 0 0.00%
117 XOMA CORP DEL 4 0 0.00%
118 VISTA GOLD CORP 38 0 0.00%
119 GENVEC INC 200 0 0.00%
120 NEWTEK BUSINESS SVCS CORP COM NEW 35 0 0.00%
121 FIFTH STR ASSET MGMT INC 33 0 0.00%
122 AMPIO PHARMACEUTICALS INC 50 0 0.00%
123 ImmunoCellular Therapeutics Lt 2,000 0 0.00%
124 FIVE OAKS INVT CORPORATION REIT 76 0 0.00%
125 COMPX INTERNATIONAL INC 20 0 0.00%
126 AMIRA NATURE FOODS LTD 10 0 0.00%
127 SMITH MICRO SOFTWARE INC 8 0 0.00%
128 U S ENERGY CORP WYO 16 0 0.00%
129 AXOGEN INC 2 0 0.00%
130 WILLIAMS CLAYTON ENERGY INC 1 0 0.00%
131 SUMITOMO MITSUI FINL GROUP I 41 0 0.00%
132 REPROS THERAPEUTICS INC 69 0 0.00%
133 HALYARD HEALTH INC 12 0 0.00% Call
134 MATEON THERAPEUTICS INC 105 0 0.00%
135 STEMCELLS INC COM 5 0 0.00%
136 LEMAITRE VASCULAR INC COM 1 0 0.00%
137 Socket Mobile Inc New 133 0 0.00%
138 ADVERUM BIOTECHNOLOGIES INC 2 0 0.00%
139 NETLIST INC 59 0 0.00%
140 VIVINT SOLAR INC 217 0 0.00%
141 SKY-MOBI LTD 83 0 0.00%
142 HARMONY GOLD MINING CO LTD 6 0 0.00%
143 GLOBAL WTR RES INC 52 0 0.00%
144 SYNGENTA AG 4 0 0.00%
145 KEMPHARM INC 69 0 0.00%
146 DRYSHIPS INC 354 0 0.00% Call
147 ZAFGEN INC COM 143 0 0.00%
148 CREDIT SUISSE AG NASSAU BRH 12 0 0.00%
149 YINGLI GREEN ENERGY HLDG CO 100 0 0.00% Put
150 MAGICJACK VOCALTEC LTD 53 0 0.00%
Page 3 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000279, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.