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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 33 Institutional holders with a total value of $14,037,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 625,611 3,553,000 25.31%
2 FMR LLC 497,700 2,827,000 20.14%
3 RENAISSANCE TECHNOLOGIES LLC 323,000 1,835,000 13.07%
4 CITIGROUP INC 251,185 1,426,000 10.16%
5 WHITEBOX ADVISORS LLC 111,900 636,000 4.53%
6 BlackRock Institutional Trust Company, N.A. 82,525 469,000 3.34%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 77,395 440,000 3.13%
8 JPMORGAN CHASE & CO 72,797 413,000 2.94%
9 GEODE CAPITAL MANAGEMENT, LLC 66,937 380,000 2.71%
10 DEUTSCHE BANK AG\ 56,053 318,000 2.27%
11 MACKENZIE FINANCIAL CORP 39,659 225,000 1.60%
12 Invesco Ltd. 38,121 217,000 1.55%
13 MORGAN STANLEY 36,541 208,000 1.48%
14 BlackRock Fund Advisors 33,895 193,000 1.37%
15 PRICE T ROWE ASSOCIATES INC /MD/ 26,500 151,000 1.08%
16 NORTHERN TRUST CORP 22,475 128,000 0.91%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,700 123,000 0.88%
18 Bank of New York Mellon Corp 20,300 115,000 0.82%
19 STIFEL FINANCIAL CORP 19,511 110,000 0.78%
20 ALPINE WOODS CAPITAL INVESTORS, LLC 13,000 74,000 0.53%
21 TWO SIGMA ADVISERS, LP 10,974 62,000 0.44%
22 Virtu KCG Holdings LLC 10,375 59,000 0.42%
23 Tower Research Capital LLC (TRC) 3,061 17,000 0.12%
24 ROYAL BANK OF CANADA 2,689 15,000 0.11%
25 BlackRock Investment Management, LLC 2,019 11,000 0.08%
26 WELLS FARGO & COMPANY/MN 1,501 9,000 0.06%
27 UBS Group AG 1,400 8,000 0.06%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,096 6,000 0.04%
29 Advisory Services Network, LLC 1,000 6,000 0.04%
30 Creative Planning 300 2,000 0.01%
31 Hudock, Inc. 298 1,000 0.01%
32 BANK OF AMERICA CORP /DE/ 80 0 0.00%
33 BARCLAYS PLC 76 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.