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Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004184) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
101 NEWELL BRANDS 41,906 2,035 0.25%
102 CHEVRON CORP NEW 19,326 2,026 0.24%
103 AERIE PHARMACEUTICALS INC COM 113,000 1,989 0.24%
104 EOG RES INC 23,698 1,977 0.24%
105 PRUDENTIAL FINL INC 27,101 1,933 0.23%
106 UNITEDHEALTH GROUP INC 13,441 1,898 0.23%
107 VANGUARD WORLD FDS 18,158 1,860 0.22%
108 ISHARES TR 19,808 1,840 0.22%
109 VANGUARD SCOTTSDALE FDS 20,287 1,814 0.22%
110 ENERSYS 30,150 1,793 0.22%
111 NORTHROP GRUMMAN CORP 8,047 1,789 0.22%
112 SPDR GOLD TR 14,111 1,784 0.22%
113 KLA-TENCOR CORP 24,222 1,774 0.21%
114 TRINSEO S A 41,095 1,764 0.21%
115 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 15,819 1,760 0.21%
116 AUTOZONE INC 2,212 1,756 0.21%
117 KAR AUCTION SVCS INC 40,370 1,685 0.20%
118 ISHARES TR 15,870 1,684 0.20%
119 VERIZON COMMUNICATIONS INC 28,762 1,606 0.19%
120 SPIRIT AEROSYSTEMS HLDGS INC 37,260 1,602 0.19%
121 REYNOLDS AMERICAN INC 29,316 1,581 0.19%
122 WELLS FARGO & CO NEW 32,970 1,560 0.19%
123 SCHLUMBERGER LTD 19,657 1,554 0.19%
124 VANGUARD WORLD FDS 15,543 1,529 0.18%
125 UNION PAC CORP 17,278 1,508 0.18%
126 BRISTOL MYERS SQUIBB CO 20,034 1,474 0.18%
127 SCHWAB EMERGING MARKETS EQUITY ETF 67,845 1,444 0.17%
128 PPG INDS INC 13,856 1,443 0.17%
129 NEURODERM LTD 86,500 1,406 0.17%
130 BIODELIVERY SCIENCES INTL IN 558,000 1,317 0.16%
131 OCCIDENTAL PETE CORP DEL 17,176 1,298 0.16%
132 PROCTER AND GAMBLE CO 15,111 1,279 0.15%
133 PRAXAIR INC 10,842 1,219 0.15%
134 ISHARES TR 35,222 1,210 0.15%
135 CUMMINS INC 10,677 1,201 0.15%
136 3M CO 6,667 1,168 0.14%
137 AMAZON COM INC 1,623 1,161 0.14%
138 GUIDEWIRE SOFTWARE INC 18,749 1,158 0.14%
139 HUMANA INC 6,348 1,142 0.14%
140 SSGA ACTIVE ETF TR 23,805 1,113 0.13%
141 AMGEN INC 7,309 1,112 0.13%
142 GENERAL ELECTRIC CO 35,254 1,110 0.13%
143 FLAMEL TECHNOLOGIES SA SPONSORED ADR 103,000 1,106 0.13%
144 CITIZENS FINL GROUP INC 55,227 1,103 0.13%
145 OCULAR THERAPEUTIX INC 219,752 1,088 0.13%
146 AMERICAN EXPRESS CO 17,903 1,088 0.13%
147 GENERAL DYNAMICS CORP 7,722 1,075 0.13%
148 DISH NETWORK A 19,449 1,019 0.12%
149 OHR PHARMACEUTICAL INC 365,000 1,000 0.12%
150 ISHARES TR 11,489 980 0.12%
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New Holding filing (0001085146-18-000244) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 520 45.98%
2 ADECOAGRO S A 30,000 329 29.09%
3 BANCO BRADESCO S A 40,000 282 24.93%
Restatement filing (0001085146-18-000243) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
151 FLAMEL TECHNOLOGIES SA SPONSORED ADR 103,000 1,106 0.13%
152 CITIZENS FINL GROUP INC 55,227 1,103 0.13%
153 AMERICAN EXPRESS CO 17,903 1,088 0.13%
154 OCULAR THERAPEUTIX INC 219,752 1,088 0.13%
155 GENERAL DYNAMICS CORP 7,722 1,075 0.13%
156 DISH NETWORK A 19,449 1,019 0.12%
157 OHR PHARMACEUTICAL INC 365,000 1,000 0.12%
158 ISHARES TR 11,489 980 0.12%
159 ISHARES TR 11,535 947 0.11%
160 SPDR SER TR 11,241 943 0.11%
161 BERKSHIRE HATHAWAY INC DEL 6,477 938 0.11%
162 TRAVELERS COMPANIES INC 7,320 871 0.10%
163 FIDELITY 44,700 867 0.10%
164 AGENUS INC 213,000 863 0.10%
165 SCHWAB U.S. REIT ETF 19,815 861 0.10%
166 PFIZER INC 23,913 842 0.10%
167 COMPANIA DE MINAS BUENAVENTU 70,200 839 0.10%
168 ISHARES TR 7,293 839 0.10%
169 PEPSICO INC 7,908 838 0.10%
170 MCDONALDS CORP 6,575 791 0.09%
171 NIKE INC 14,048 775 0.09%
172 ARBUTUS BIOPHARMA CORP 215,000 748 0.09%
173 IMMUNOMEDICS INCORPORATED 315,000 731 0.09%
174 UNITED TECHNOLOGIES CORP 7,012 719 0.09%
175 INGERSOLL-RAND PLC 11,290 719 0.09%
176 SCHWAB INTERNATIONAL EQUITY ETF 26,255 712 0.08%
177 Spectra Energy Corp Com 19,122 700 0.08%
178 HONEYWELL INTL INC 5,920 689 0.08%
179 GOLD FIELDS LTD NEW 140,600 689 0.08%
180 ISHARES TR 8,550 661 0.08%
181 ORACLE CORP 15,947 653 0.08%
182 ISHARES TR NEW YORK MUN ETF 5,640 650 0.08%
183 MOBILE TELESYSTEMS PJSC 78,000 646 0.08%
184 STEMLINE THERAPEUTICS INC 94,785 642 0.08%
185 VANGUARD INDEX FDS 6,300 604 0.07%
186 PROLOGIS INC 12,154 596 0.07%
187 SELECT SECTOR SPDR TR 8,297 595 0.07%
188 ISHARES TR 18,300 565 0.07%
189 AT&T INC 13,044 564 0.07%
190 BIOGEN INC 2,333 564 0.07%
191 ANGLOGOLD ASHANTI LIMITED 31,106 562 0.07%
192 RETAIL PPTYS AMER INC CL A 33,000 558 0.07%
193 AUTOMATIC DATA PROCESSING IN 5,789 532 0.06%
194 SILVER STD RES INC 40,000 520 0.06%
195 ImmunoCellular Therapeutics Lt 2,250,000 518 0.06%
196 ISHARES 20 YEAR TREASURY BOND ETF 3,675 510 0.06%
197 VANGUARD WHITEHALL FDS 6,848 489 0.06%
198 COCA COLA CO 10,764 488 0.06%
199 AVALONBAY COMM 2,645 477 0.06%
200 BALL CORP 6,455 467 0.06%
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