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Institutional Investment Manager
Legal & General Group Plc
Legal & General Group Plc (CIK: 0000764068), located at One Coleman Street, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,289 holdings with a total value of $107,212,653,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 VIACOM INC NEW 240 9,000 0.00%
52 MEDLEY MGMT INC 879 9,000 0.00%
53 CHROMADEX CORP 2,782 9,000 0.00%
54 RADIO ONE INC CL D NON VTG 3,120 9,000 0.00%
55 SENSEONICS HOLDINGS INC 3,343 9,000 0.00%
56 PROVIDENT BANCORP INC 496 9,000 0.00%
57 GLOBAL WTR RES INC 1,031 9,000 0.00%
58 Silvercrest Asset Management G 714 9,000 0.00%
59 WORKHORSE GROUP INC 1,198 9,000 0.00%
60 NCI INC 666 9,000 0.00%
61 CONCORDIA INTERNATIONAL CORP 4,403 9,000 0.00%
62 UNIQUE FABRICATING INC 619 9,000 0.00%
63 GLOBAL SOURCES LTD 988 9,000 0.00%
64 ARGOS THERAPEUTICS INC 1,788 9,000 0.00%
65 FORTRESS BIOTECH INC 3,248 9,000 0.00%
66 FLEX PHARMA INC COM 1,719 9,000 0.00%
67 EMPIRE RESORTS INC 411 9,000 0.00%
68 ADVERUM BIOTECHNOLOGIES INC 2,989 9,000 0.00%
69 GENIE ENERGY LTD CL B 1,501 9,000 0.00%
70 SELECTA BIOSCIENCES INC 571 10,000 0.00%
71 ISRAMCO INC 82 10,000 0.00%
72 VTV THERAPEUTICS INC 2,124 10,000 0.00%
73 ALJ REGIONAL HOLDINGS INC 1,999 10,000 0.00%
74 P A M TRANSN SVCS INC COM 399 10,000 0.00%
75 VIVINT SOLAR INC 3,654 10,000 0.00%
76 OVASCIENCE INC COM 6,794 10,000 0.00%
77 EIGER BIOPHARMACEUTICALS INC 915 10,000 0.00%
78 TOWNSQUARE MEDIA INC CL A 935 10,000 0.00%
79 FIFTH STR ASSET MGMT INC 1,531 10,000 0.00%
80 FOGO DE CHAO INC 677 10,000 0.00%
81 ASTERIAS BIOTHERAPEUTICS INC COM SER A 2,411 11,000 0.00%
82 GREENE COUNTY BANCORP INC 473 11,000 0.00%
83 CPI CARD GROUP INC 2,596 11,000 0.00%
84 CORVUS PHARMACEUTICALS INC COM 754 11,000 0.00%
85 AU OPTRONICS CORP 3,200 11,000 0.00%
86 UCP Inc 925 11,000 0.00%
87 BLUE CAP REINS HLDGS LTD COM 601 11,000 0.00%
88 INOTEK PHARMACEUTICALS CORP 1,975 12,000 0.00%
89 LIPOCINE INC NEW 3,394 12,000 0.00%
90 TRANSENTERIX INC 8,950 12,000 0.00%
91 OBALON THERAPEUTICS INC 1,336 12,000 0.00%
92 CAPSTAR FINL HLDGS INC COM 542 12,000 0.00%
93 NOODLES AND CO CL A 2,782 12,000 0.00%
94 KADMON HLDGS INC 2,186 12,000 0.00%
95 TABULA RASA HEALTHCARE INC COM 798 12,000 0.00%
96 AVINGER INC 3,513 13,000 0.00%
97 AAC HLDGS INC 1,718 13,000 0.00%
98 GAIA INCORPORATED NEW CLASS A 1,484 13,000 0.00%
99 ACELRX PHARMACEUTICALS INC 4,888 13,000 0.00%
100 Handy & Harman Ltd 491 13,000 0.00%
Page 2 of 66

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000764068-17-000002, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.