| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 47,996 | 1,000 | 0.00% | ||
| 2 | CITIGROUP INC | 94,758 | 5,000 | 0.00% | ||
| 3 | AGROFRESH SOLUTIONS WT EXP 073120 | 10,000 | 8,000 | 0.00% | ||
| 4 | PERNIX THERAPEUTICS HLDGS IN | 13,500 | 8,000 | 0.00% | ||
| 5 | BELLATRIX EXPLORATION LTD | 10,000 | 9,000 | 0.00% | ||
| 6 | Bank Of America 18 WTS | 101,300 | 10,000 | 0.00% | ||
| 7 | GALENA BIOPHARMA INC | 29,600 | 11,000 | 0.00% | ||
| 8 | GORES HOLDINGS INC-CW20 | 10,000 | 12,000 | 0.00% | ||
| 9 | TURTLE BEACH CORP COM | 10,000 | 13,000 | 0.00% | ||
| 10 | AMPIO PHARMACEUTICALS INC | 20,000 | 15,000 | 0.00% | ||
| 11 | TRANSATLANTIC PETROLEUM LTD | 13,321 | 16,000 | 0.00% | ||
| 12 | NEONODE INC | 15,000 | 17,000 | 0.00% | ||
| 13 | GLOBALSTAR INC | 15,204 | 18,000 | 0.00% | ||
| 14 | SUNSHINE HEART INC | 33,500 | 19,000 | 0.00% | ||
| 15 | EXETER RES CORP | 19,350 | 24,000 | 0.00% | ||
| 16 | PENGROWTH ENERGY | 15,327 | 24,000 | 0.00% | ||
| 17 | SEADRILL LIMITED | 10,300 | 25,000 | 0.00% | ||
| 18 | PENN WEST | 14,925 | 27,000 | 0.00% | ||
| 19 | Pieris Pharmaceuticals | 15,000 | 27,000 | 0.00% | ||
| 20 | VIVINT SOLAR INC | 10,000 | 32,000 | 0.00% | ||
| 21 | ROCKET FUEL INC COM | 11,835 | 32,000 | 0.00% | ||
| 22 | BONSO ELECTRS INTL INC | 20,000 | 34,000 | 0.00% | ||
| 23 | ECLIPSE RES CORP COM | 11,000 | 36,000 | 0.00% | ||
| 24 | GERDAU S A | 14,000 | 38,000 | 0.00% | ||
| 25 | APPLIED DNA | 13,527 | 41,000 | 0.00% | ||
| 26 | MANNKIND CORPORATION | 67,661 | 42,000 | 0.00% | ||
| 27 | ZYNGA INC | 14,875 | 43,000 | 0.00% | ||
| 28 | BIOSCRIP INC | 15,000 | 43,000 | 0.00% | ||
| 29 | CHINA TECHFAITH WIRELESS COMMU ADR | 17,499 | 47,000 | 0.00% | ||
| 30 | ArQule Inc | 26,000 | 47,000 | 0.00% | ||
| 31 | ABRAXAS PETE CORP | 29,000 | 49,000 | 0.00% | ||
| 32 | PDL BIOPHARMA INCORPORATED | 15,688 | 53,000 | 0.00% | ||
| 33 | SEADRILL PARTNERS LLC COMUNIT REP LB | 15,089 | 53,000 | 0.00% | ||
| 34 | TONIX PHARMACEUTICALS HLD | 75,500 | 53,000 | 0.00% | ||
| 35 | VALE S A | 11,173 | 62,000 | 0.00% | ||
| 36 | CAPSTONE TURBINE CORP COM NEW | 47,639 | 65,000 | 0.00% | ||
| 37 | CUI GLOBAL INC | 11,264 | 66,000 | 0.00% | ||
| 38 | OCH-ZIFF CAP MGMT GROUP CL A SHS | 16,000 | 69,000 | 0.00% | ||
| 39 | VOYA RISK | 10,425 | 71,000 | 0.00% | ||
| 40 | LLOYDS BANKING GROUP PLC | 24,982 | 71,000 | 0.00% | ||
| 41 | BIOBLAST PHARMA LTD | 42,700 | 73,000 | 0.00% | ||
| 42 | ABILITY INC | 19,509 | 75,000 | 0.00% | ||
| 43 | XUNLEI LTD SPONSORED ADR | 14,000 | 75,000 | 0.00% | ||
| 44 | B2GOLD CORP | 33,300 | 88,000 | 0.00% | ||
| 45 | TICC CAPITAL CORP | 15,014 | 88,000 | 0.00% | ||
| 46 | BANCO SANTANDER SA ADR SPONSORED | 19,866 | 88,000 | 0.00% | ||
| 47 | FIFTH STREET | 15,200 | 88,000 | 0.00% | ||
| 48 | EV Energy Partners, L.P. | 37,098 | 89,000 | 0.00% | ||
| 49 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 16,248 | 90,000 | 0.00% | ||
| 50 | ChinaCache International Holdi | 23,364 | 90,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004646, filed 2016.11.07).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
