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Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,418 holdings with a total value of $122,670,164,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 47,640 1,000 0.00%
2 Corinthian Colleges, Inc. 26,205 3,000 0.00%
3 ROCK CREEK PHARMACEUTICALS INCORPORATED 17,764 5,000 0.00%
4 Standard Register Co 1,106 6,000 0.00%
5 ZBB ENERGY CORPORATION 10,500 6,000 0.00%
6 Gevo Inc 21,304 7,000 0.00%
7 NORTHERN DYNASTY MINERALS LTD COM 14,000 8,000 0.00%
8 CAMAC ENERGY INC 14,444 9,000 0.00%
9 PARAMOUNT GOLD & SILVER COR 11,308 10,000 0.00%
10 PALATIN TECHNOLOGIES INC COM 10,237 10,000 0.00%
11 FREESEAS INC 50,515 11,000 0.00%
12 Vical Inc 10,572 12,000 0.00%
13 REGADO BIOSCIENCES INC 11,092 12,000 0.00%
14 CYTORI THERAPEUTIC INC 21,392 14,000 0.00%
15 URANIUM ENERGY CORP 12,235 15,000 0.00%
16 GLOWPOINT INC 12,343 16,000 0.00%
17 SIGA TECHNOLOGIES ORD 12,092 17,000 0.00%
18 Navidea Biopharm Inc 13,655 17,000 0.00%
19 CEL SCI CORP 18,453 17,000 0.00%
20 RMG NETWORKS HLDG CORP 11,000 18,000 0.00%
21 STEMCELLS INC COM NEW 16,142 20,000 0.00%
22 NANOSPHERE INC 35,393 20,000 0.00%
23 ALPHATEC HOLDINGS INC 12,125 20,000 0.00%
24 AVALON RARE METALS INC 66,196 21,000 0.00%
25 QUEST RESOURCE HOLDING CORP 12,167 21,000 0.00%
26 AVIAT NETWORKS INC COM 11,873 21,000 0.00%
27 Curis, Inc 15,734 22,000 0.00%
28 First Security Group Inc 10,894 22,000 0.00%
29 ArQule Inc 19,344 22,000 0.00%
30 Education Management Corporation 21,129 23,000 0.00%
31 LOCAL CORP COM 11,365 23,000 0.00%
32 BIOAMBER INC 10,000 24,000 0.00% Call
33 MATTSON TECHNOLOGY INC 10,000 24,000 0.00%
34 URANERZ ENERGY CORP 23,153 25,000 0.00%
35 MIDWAY GOLD CORP 24,195 25,000 0.00%
36 MITEK SYS INC 10,474 25,000 0.00%
37 CLEAN DIESEL TECHNOLOGIES IN 16,310 28,000 0.00%
38 TANZANIAN ROYALTY EXPL CORP 13,938 29,000 0.00%
39 WESTELL TECHNOLOGIES INC 15,503 29,000 0.00%
40 IDERA PHARMACEUTICALS INCORPORATED COM NEW 13,324 30,000 0.00%
41 RADISYS CORP COM 11,329 30,000 0.00%
42 HANWHA Q CELL CO LTD 12,526 30,000 0.00%
43 CAL DIVE INTERNATIONAL INC 31,389 31,000 0.00%
44 UR ENERGY INC 32,056 33,000 0.00%
45 ONCOTHYREON INC COM N/C EFF 6/ 17,720 34,000 0.00%
46 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 15,421 35,000 0.00%
47 INTERNATIONAL TOWER HILL MIN 77,798 35,000 0.00%
48 CORCEPT THERAPEUTICS INC 13,465 36,000 0.00%
49 BIOTIME INC 12,020 37,000 0.00%
50 MERU NETWORKS INC 10,274 39,000 0.00%
Page 1 of 89

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-042311, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.