| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 196,358 | 3,000 | 0.00% | Call | |
| 2 | SANOFI | 16,888 | 4,000 | 0.00% | ||
| 3 | NORTHERN DYNASTY MINERALS LTD COM | 10,000 | 7,000 | 0.00% | ||
| 4 | DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 | 47,278 | 8,000 | 0.00% | Call | |
| 5 | CTI BIOPHARMA | 44,191 | 16,000 | 0.00% | ||
| 6 | AMPIO PHARMACEUTICALS INC | 24,506 | 18,000 | 0.00% | ||
| 7 | VANGUARD NAT RES LLC COM UNIT | 19,878 | 18,000 | 0.00% | ||
| 8 | LEGACY RESVS LP | 13,041 | 18,000 | 0.00% | ||
| 9 | NET ELEMENT INC | 15,906 | 19,000 | 0.00% | ||
| 10 | CORINDUS VASCULAR ROBOTICS INCORPORATED | 20,813 | 23,000 | 0.00% | ||
| 11 | VALHI INC NEW COM | 10,862 | 25,000 | 0.00% | ||
| 12 | MORGANS HOTEL GROUP CO | 12,339 | 25,000 | 0.00% | ||
| 13 | NORTHWEST BIOTHERAPEUTICS | 50,000 | 27,000 | 0.00% | Call | |
| 14 | Internap Network Services Corp | 17,086 | 28,000 | 0.00% | ||
| 15 | GOLDEN STAR RES LTD CDA | 33,700 | 28,000 | 0.00% | ||
| 16 | RENESOLA LTD | 28,702 | 29,000 | 0.00% | ||
| 17 | MEMORIAL PRODTN PARTNERS LP | 16,500 | 29,000 | 0.00% | ||
| 18 | GALENA BIOPHARMA INC | 88,987 | 30,000 | 0.00% | ||
| 19 | Lloyds Banking Group Plc | 10,900 | 31,000 | 0.00% | ||
| 20 | BIODELIVERY SCIENCES INTL IN | 11,649 | 31,000 | 0.00% | ||
| 21 | GULFMARK OFFSHORE INC | 18,952 | 32,000 | 0.00% | ||
| 22 | APTEVO THERAPEUTICS INC | 13,054 | 34,000 | 0.00% | ||
| 23 | CHROMADEX CORP | 11,382 | 34,000 | 0.00% | ||
| 24 | WILLBROS GROUP INC DEL COM | 18,668 | 35,000 | 0.00% | ||
| 25 | WESTPORT FUEL SYSTEMS INC | 22,125 | 36,000 | 0.00% | ||
| 26 | Marchex Inc | 13,322 | 37,000 | 0.00% | ||
| 27 | INTREPID POTASH INC | 34,188 | 39,000 | 0.00% | ||
| 28 | PLURISTEM THERAPEUTICS INC | 25,003 | 40,000 | 0.00% | ||
| 29 | DENISON MINES CORP | 88,123 | 41,000 | 0.00% | ||
| 30 | Biostar Pharmaceuticals Inc | 11,023 | 41,000 | 0.00% | ||
| 31 | FORTRESS BIOTECH INC | 13,770 | 41,000 | 0.00% | ||
| 32 | ZAFGEN INC COM | 12,894 | 42,000 | 0.00% | ||
| 33 | RADIANT LOGISTICS INC | 14,745 | 42,000 | 0.00% | ||
| 34 | CYTRX CORP | 71,957 | 42,000 | 0.00% | ||
| 35 | NAVIOS MARITIME ACQUIS CORP SHS | 31,788 | 43,000 | 0.00% | ||
| 36 | GOLDEN OCEAN GROUP LTD | 10,830 | 44,000 | 0.00% | ||
| 37 | YINGLI GREEN ENERGY HLDG CO | 11,641 | 45,000 | 0.00% | ||
| 38 | ChinaCache International Holdi | 11,639 | 45,000 | 0.00% | ||
| 39 | BIO PATH HOLDINGS INC | 33,791 | 47,000 | 0.00% | ||
| 40 | CASCADIAN THERAPEUTICS INC | 28,895 | 47,000 | 0.00% | ||
| 41 | ROCKET FUEL INC | 18,391 | 48,000 | 0.00% | ||
| 42 | TONIX PHARMACEUTICALS HOLDING | 70,000 | 49,000 | 0.00% | ||
| 43 | GALMED PHARMACEUTICALS LTD | 11,000 | 49,000 | 0.00% | ||
| 44 | SYNTHETIC BIOLOGICS INCORPORATED | 28,638 | 49,000 | 0.00% | ||
| 45 | KOPIN CORP | 23,193 | 50,000 | 0.00% | ||
| 46 | TENAX THERAPEUTICS INC | 22,100 | 51,000 | 0.00% | ||
| 47 | SENSEONICS HOLDINGS INC | 13,042 | 51,000 | 0.00% | ||
| 48 | EV Energy Partners, L.P. | 21,816 | 52,000 | 0.00% | ||
| 49 | INFORMATION SERVICES GROUP I | 13,148 | 52,000 | 0.00% | ||
| 50 | ACELRX PHARMACEUTICALS INC | 13,313 | 52,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-16-090941, filed 2016.12.28).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
