Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 2,627 holdings with a total value of $86,248,638,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SYNTA PHARMACEUTICALS CORP 31,098 7,000 0.00%
2 GOLDEN OCEAN GROUP LTD 16,866 10,000 0.00%
3 C&J ENERGY SVCS LTD 17,399 25,000 0.00%
4 LINN CO LLC 78,082 28,000 0.00%
5 HALCON RES CORP 32,858 32,000 0.00%
6 GENESIS HEALTHCARE INC 13,800 32,000 0.00%
7 OREXIGEN THERAPEUTICS INC COM 65,197 37,000 0.00%
8 STONE ENERGY CORP 48,728 38,000 0.00%
9 NORTHWEST BIOTHERAPEUTICS 26,700 39,000 0.00%
10 INTREPID POTASH INC 37,498 42,000 0.00%
11 VIVINT SOLAR INC 16,000 42,000 0.00%
12 UNITED DEV FDG IV COM 13,082 42,000 0.00%
13 BONANZA CREEK ENERGY INC 27,199 43,000 0.00%
14 Internap Network Services Corp 17,998 49,000 0.00%
15 AMERESCO INC 10,197 49,000 0.00%
16 EP Energy Corp 10,975 50,000 0.00%
17 W T OFFSHORE INC 23,298 51,000 0.00%
18 ULTRA PETROLEUM CORP 103,096 51,000 0.00%
19 TETRAPHASE PHARMACEUTICALS INC COM 11,500 53,000 0.00%
20 ECLIPSE RES CORP COM 37,000 53,000 0.00%
21 SUNEDISON INC 1,500,000 60,000 0.00% PRN
22 FAIRMOUNT SANTROL HLDGS INC 24,100 60,000 0.00%
23 CTI BIOPHARMA 112,900 60,000 0.00%
24 LIQUIDITY SERVICES INC 12,300 64,000 0.00%
25 COMPANHIA SIDERURGICA NACION 32,799 65,000 0.00%
26 CARA THERAPEUTICS INC 10,800 67,000 0.00%
27 DENISON MINES CORP 119,893 68,000 0.00%
28 EXAR CORPORATION 11,998 69,000 0.00%
29 CECO ENVIRONMENTAL CORP 11,480 71,000 0.00%
30 ARC DOCUMENT SOLUTIONS INC COM 16,200 73,000 0.00%
31 CASTLIGHT HEALTH INC COM CL B 21,800 73,000 0.00%
32 AEGERION PHARMACEUTICALS INC 19,800 73,000 0.00%
33 GENMARK DIAGNOSTICS INC. 14,100 74,000 0.00%
34 HARTE-HANKS INC 30,198 76,000 0.00%
35 BAZAARVOICE INC 24,098 76,000 0.00%
36 BIOCRYST PHARMACEUTICALS 27,100 77,000 0.00%
37 ACACIA RESH CORP ACACIA TCH COM 20,698 78,000 0.00%
38 VALE S A 25,000 78,000 0.00%
39 SOLAZYME INC 38,898 79,000 0.00%
40 ARDELYX INC COM 10,300 80,000 0.00%
41 EZCORP INC CL A NON VTG 26,998 80,000 0.00%
42 OPOWER INC 12,100 82,000 0.00%
43 TERRAFORM GLOBAL INC 34,582 82,000 0.00%
44 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 28,321 83,000 0.00%
45 KRATOS DEFENSE & SECURITY SOLU COM 16,697 83,000 0.00%
46 KRONOS WORLDWIDE INC 15,199 87,000 0.00%
47 Neothetics Inc 142,114 87,000 0.00%
48 QUANTUM CORP COM DSSG 146,700 90,000 0.00%
49 ELIZABETH ARDEN INC 11,099 91,000 0.00%
50 BIODELIVERY SCIENCES INTL IN 28,300 91,000 0.00%
Page 1 of 53

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000031, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.