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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 2,627 holdings with a total value of $86,248,638,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 TELENAV INC COM 15,800 93,000 0.00%
52 KARYOPHARM THERAPEUTICS INC COM 10,500 94,000 0.00%
53 Tribune Publishing Co 12,181 94,000 0.00%
54 MONEYGRAM INTL INC COM NEW 15,699 96,000 0.00%
55 FRESHPET INC COM 13,100 96,000 0.00%
56 EXCO RESOURCES INC 96,573 96,000 0.00%
57 ENERNOC INC 13,099 98,000 0.00%
58 BELLICUM PHARMACEUTICALS INCORPORATED 10,500 98,000 0.00%
59 VERSARTIS INC 12,500 100,000 0.00%
60 LADENBURG THALMAN FIN SVCS I 39,839 100,000 0.00%
61 TEEKAY CORPORATION 11,700 101,000 0.00%
62 HOVNANIAN ENTERPRISES INC 65,596 102,000 0.00%
63 TRAVELCENTERS AMER LLC 15,200 103,000 0.00%
64 Lloyds Banking Group Plc 26,403 104,000 0.00%
65 EVERI HLDGS INC 45,768 105,000 0.00%
66 LINDBLAD EXPEDITIONS HLDGS I COM 10,603 105,000 0.00%
67 Teladoc, Inc. 11,000 106,000 0.00%
68 CHEGG INC COM 24,000 107,000 0.00%
69 BLUCORA INC 20,899 108,000 0.00%
70 TRUECAR INC 19,300 108,000 0.00%
71 RAIT FINANCIAL TRUST 35,097 110,000 0.00%
72 TITAN INTL INC ILL COM 20,598 111,000 0.00%
73 WALTER INVT MGMT CORP 14,699 112,000 0.00%
74 TELIGENT INC NEW 23,100 113,000 0.00%
75 DAKTRONICS INC 14,298 113,000 0.00%
76 TUESDAY MORNING CORP 13,798 113,000 0.00%
77 NORTHERN OIL & GAS INC NEV 28,498 114,000 0.00%
78 ARROWHEAD PHARMACEUTICALS IN 23,800 115,000 0.00%
79 IMMUNOMEDICS INCORPORATED 45,892 115,000 0.00%
80 Jones Energy Inc 34,800 116,000 0.00%
81 INFINITY PHARMACEUTICALS INC 22,299 118,000 0.00%
82 SEQUENOM INC 84,796 120,000 0.00%
83 PROASSURANCE CORP. 10,199 120,000 0.00%
84 KIMBALL ELECTRONICS INC COM 10,848 121,000 0.00%
85 PLUG POWER INC 58,800 121,000 0.00%
86 SYNERGY PHARMACEUTICALS DEL 44,400 123,000 0.00%
87 KEYW HLDG CORP 18,499 123,000 0.00%
88 VANDA PHARMACEUTICALS INC COM 14,700 123,000 0.00%
89 BARNES & NOBLE ED INC COM 12,766 125,000 0.00%
90 Tesco Corp 14,799 127,000 0.00%
91 INNERWORKINGS INC 16,198 129,000 0.00%
92 SEQUENTIAL BRNDS GROUP INC N 20,400 130,000 0.00%
93 AMBEV SA 25,100 130,000 0.00%
94 PEABODY ENERGY ORD 56,677 131,000 0.00%
95 STEIN MART INC 18,000 132,000 0.00%
96 TIM PARTICIPACOES S A 11,966 132,000 0.00%
97 CENTURY ALUM CO 18,800 133,000 0.00%
98 CLEAR CHANNEL OUTDOOR HLDGS CL A 28,600 134,000 0.00%
99 LIONBRIDGE TECHNOLOGIES ORD 26,500 134,000 0.00%
100 CIBER INC 63,739 135,000 0.00%
Page 2 of 53

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000031, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.