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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 513 holdings with a total value of $4,921,520,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ONEOK PARTNERS LP 1,300 56,000 0.00%
102 ISHARES TR 478 56,000 0.00%
103 ANWORTH MTG ASSET CORP 11,000 57,000 0.00%
104 FEDEX CORP 304 57,000 0.00%
105 TRANSDIGM GROUP INC 244 61,000 0.00%
106 T2 BIOSYSTEMS INCORPORATED 11,766 62,000 0.00%
107 EBAY INC 2,181 65,000 0.00%
108 WHOLE FOODS MKT INC 2,120 65,000 0.00%
109 JUNO THERAPEUTICS INC COM 3,465 65,000 0.00%
110 LULULEMON ATHLETICA INC 1,000 65,000 0.00%
111 LAM RESEARCH CORP 650 69,000 0.00%
112 HALYARD HEALTH INC 1,897 70,000 0.00%
113 SCHWAB CHARLES CORP 1,791 71,000 0.00%
114 JACOBS ENGR GROUP INC 1,250 71,000 0.00%
115 NEXTERA ENERGY INC 612 73,000 0.00%
116 VANGUARD INDEX FDS 890 73,000 0.00%
117 SPARK THERAPEUTICS INCORPORATED 1,488 74,000 0.00%
118 DR REDDYS LABS LTD 1,648 75,000 0.00%
119 HANCOCK JOHN INV TRUST TAX ADV GLB SH 7,850 76,000 0.00%
120 HP INC 5,188 77,000 0.00%
121 INGERSOLL-RAND PLC 1,030 77,000 0.00%
122 CHIMERIX INC 16,973 78,000 0.00%
123 ISHARES TR 479 79,000 0.00%
124 SPDR SER TR 1,335 79,000 0.00%
125 ATRICURE INC 4,129 81,000 0.00%
126 OLIN CORP 3,285 84,000 0.00%
127 PHILLIPS 66 PARTNERS LP 1,738 85,000 0.00%
128 ISHARES TR NEW YORK MUN ETF 777 85,000 0.00%
129 NEVRO CORP COM 1,201 87,000 0.00%
130 CONCERT PHARMACEUTICALS INCORPORATED 8,600 88,000 0.00%
131 INTERCONTINENTAL EXCHANGE IN 1,565 88,000 0.00%
132 INTERXION HOLDING N.V 2,597 91,000 0.00%
133 COTY INC 5,038 92,000 0.00%
134 COMSCORE INC 2,984 94,000 0.00%
135 MICROCHIP TECHNOLOGY 1,500 96,000 0.00%
136 DU PONT E I DE NEMOURS & CO 1,353 99,000 0.00%
137 NANOSTRING TECHNOLOGIES INC 4,470 100,000 0.00%
138 ONEOK INC NEW 1,750 100,000 0.00%
139 VANGUARD INTL EQUITY INDEX F 2,124 102,000 0.00%
140 YUM CHINA HLDGS INC 3,892 102,000 0.00%
141 PROGRESSIVE CORP OHIO 2,873 102,000 0.00%
142 BOEING CO 678 106,000 0.00%
143 FORTIVE CORP 1,975 106,000 0.00%
144 VANGUARD TAX-MANAGED FDS 2,975 109,000 0.00%
145 MASTERCARD INCORPORATED 1,067 110,000 0.00%
146 SMITH & NEPHEW PLC 3,793 114,000 0.00%
147 DEERE & CO 1,108 114,000 0.00%
148 ISHARES TR 1,200 117,000 0.00%
149 UNIVERSAL HLTH SVCS INC 1,121 119,000 0.00%
150 HEWLETT PACKARD ENTERPRISE C 5,188 120,000 0.00%
Page 3 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315123-17-000009, filed 2017.01.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.