| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Colossus Minerals Inc Warrant | 1,428,945 | 0 | 0.00% | ||
| 2 | Colossus Minerals Inc. | 2,045,823 | 0 | 0.00% | ||
| 3 | General Motors 6.25 07/15/33 | 110,000 | 0 | 0.00% | ||
| 4 | KeyOn Communications Holdings, | 100,000 | 0 | 0.00% | ||
| 5 | Q2 Gold Resources Inc | 80,130 | 0 | 0.00% | ||
| 6 | Gran Colombia Gold WTS Exp 10/ | 437,500 | 0 | 0.00% | ||
| 7 | Prosensa Holdings NV RTSF Righ | 11,200 | 0 | 0.00% | ||
| 8 | Escrow Mirant Corp (NV) | 10,320 | 0 | 0.00% | ||
| 9 | Chelsea Therapeutics Contingen | 80,000 | 0 | 0.00% | ||
| 10 | Barisan Gold Corp - Reg D | 78,750 | 2,000 | 0.00% | ||
| 11 | Falcon Oil & Gas Ltd. | 40,000 | 3,000 | 0.00% | ||
| 12 | ABTECH HLDGS INC COM | 100,000 | 3,000 | 0.00% | ||
| 13 | Immunovaccine Inc | 10,000 | 6,000 | 0.00% | ||
| 14 | Terrace Energy Corp | 367,800 | 8,000 | 0.00% | ||
| 15 | Echelon Diversified Fund LP | 11,492 | 12,000 | 0.00% | ||
| 16 | Canarc Resource Corp | 131,500 | 13,000 | 0.00% | ||
| 17 | Fission Uranium Corp. | 29,700 | 14,000 | 0.00% | ||
| 18 | Gastar Exploration, Ltd. | 27,800 | 23,000 | 0.00% | ||
| 19 | CELLDEX THERAPEUTICS INC NEW | 10,000 | 40,000 | 0.00% | ||
| 20 | CANCER GENETICS | 23,800 | 42,000 | 0.00% | ||
| 21 | Starhub Ltd. | 18,000 | 45,000 | 0.00% | ||
| 22 | Dyadic International | 32,100 | 48,000 | 0.00% | ||
| 23 | APOLLO INVT CORP | 11,250 | 65,000 | 0.00% | ||
| 24 | FATE THERAPEUTICS INC COM | 22,000 | 69,000 | 0.00% | ||
| 25 | NEW GOLD INC CDA | 17,000 | 74,000 | 0.00% | ||
| 26 | Plata Latina Minerals Corp. | 2,000,000 | 76,000 | 0.00% | ||
| 27 | Silver Range Resources Ltd | 665,000 | 76,000 | 0.00% | ||
| 28 | W T OFFSHORE INC | 50,000 | 88,000 | 0.00% | ||
| 29 | Micell Technologies Inc Ser D- | 17,699 | 100,000 | 0.00% | ||
| 30 | Micell Technologies Inc Ser D- | 17,699 | 100,000 | 0.00% | ||
| 31 | CUI GLOBAL INC | 17,221 | 100,000 | 0.00% | ||
| 32 | Catabasis Pharmaceuticals Inc | 20,000 | 123,000 | 0.00% | ||
| 33 | AT Mid Cap Equity Fund Institu | 11,111 | 129,000 | 0.00% | ||
| 34 | SPROTT PHYSICAL GOLD TRUST UNIT | 13,364 | 146,000 | 0.00% | ||
| 35 | CAPSTEAD MTG CORP COM NO PAR | 15,700 | 148,000 | 0.00% | ||
| 36 | UNIQURE NV | 20,000 | 153,000 | 0.00% | ||
| 37 | Teekay Tankers LTD | 61,200 | 155,000 | 0.00% | ||
| 38 | LXP INDUSTRIAL TRUST COM | 15,000 | 155,000 | 0.00% | ||
| 39 | iShares MSCI Japan ETF | 12,500 | 157,000 | 0.00% | ||
| 40 | BioDelivery Sciences International Inc | 60,000 | 162,000 | 0.00% | ||
| 41 | AES CORP COM | 12,841 | 165,000 | 0.00% | ||
| 42 | ENN Energy Holdings Ltd. | 34,000 | 165,000 | 0.00% | ||
| 43 | Swiss Helvetia Fd | 15,576 | 167,000 | 0.00% | ||
| 44 | ENLINK MIDSTREAM PARTNERS LP | 10,000 | 177,000 | 0.00% | ||
| 45 | ALPS ETF TR | 14,350 | 182,000 | 0.00% | ||
| 46 | VICOR CORP COM | 15,800 | 183,000 | 0.00% | ||
| 47 | LENDINGCLUB CORP | 30,031 | 186,000 | 0.00% | ||
| 48 | ISHARES SILVER TR | 10,300 | 187,000 | 0.00% | ||
| 49 | Lion Biotechnologies | 23,000 | 189,000 | 0.00% | ||
| 50 | CYS INVTS INC COM | 22,100 | 193,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-084138, filed 2016.10.31).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
