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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002154) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Corinthian Colleges, Inc. 21,700 3 0.00%
2 GTX INC 15,900 12 0.00%
3 GENERAL MOLY INC 15,700 12 0.00%
4 AMERICAN DG ENERGY INC 11,400 14 0.00%
5 ACURA PHARMACEUTICALS INC 20,900 17 0.00%
6 AVEO PHARMACEUTICALS INC 15,100 17 0.00%
7 WET SEAL INC 31,400 17 0.00%
8 Durect Corp Com 14,500 22 0.00%
9 ENZON PHARMACEUTICALS INC 21,300 24 0.00%
10 ARQULE INC 21,000 24 0.00%
11 CAL DIVE INTERNATIONAL INC 25,200 25 0.00%
12 RADIOSHACK CORP 27,200 27 0.00%
13 QUEST RESOURCE HOLDING CORP 19,000 33 0.00%
14 AVIAT NETWORKS INC COM 18,877 34 0.00%
15 Vical Inc 34,400 39 0.00%
16 Support.Com Inc 18,400 40 0.00%
17 MARRONE BIO INNOVATIONS INC 16,800 45 0.00%
18 REACHLOCAL INC 13,400 49 0.00%
19 CYTORI THERAPEUTIC INC 78,000 53 0.00%
20 Education Management Corporation 56,200 62 0.00%
21 BIOTA PHARMACEUTIALS INC COM 26,016 65 0.00%
22 REGADO BIOSCIENCES INC 60,501 69 0.00%
23 REVOLUTION LIGHTING TECHNOLO COM NEW 42,300 72 0.00%
24 CORP RES SVCS INC COM 49,467 75 0.00%
25 HARVARD BIOSCIENCE INC 19,300 79 0.00%
26 SPORTSMANS WAREHOUSE 12,000 81 0.00%
27 AMICUS THERAPEUTICS INC COM 13,800 83 0.00%
28 PROFIRE ENERGY INC 20,000 83 0.00%
29 Fairway Group Holdings Corp. 22,400 84 0.00%
30 TURTLE BEACH CORP 11,000 85 0.00%
31 GENIE ENERGY LTD CL B 12,800 90 0.00%
32 ACHAOGEN INCORPORATED 10,100 91 0.00%
33 VRINGO INC 95,600 91 0.00%
34 TILLYS INC CL A 12,600 95 0.00%
35 CELLULAR DYN INTL INC COM 14,300 101 0.00%
36 TIPTREE INC 12,500 104 0.00%
37 Ultrapetrol (Bahamas) Ltd 33,800 106 0.00%
38 RADIO ONE INC CL D NON VTG 33,900 108 0.00%
39 PHOTOMEDEX INC COM PAR NEW 18,000 112 0.00%
40 HAMPTON ROADS BANKSHARES INC 74,100 114 0.00%
41 PAPA MURPHYS HLDGS INC 11,500 118 0.00%
42 BEBE STORES INC 51,449 120 0.00%
43 COMMUNITYONE BANCORP COM 13,700 121 0.00%
44 VERTEX ENERGY INC 17,300 121 0.00%
45 CYAN INC 39,400 123 0.00%
46 REGULUS THERAPEUTICS INC 18,100 124 0.00%
47 SYNUTRA INTL INC 28,174 128 0.00%
48 GALECTIN THERAPEUTICS INC COM 26,400 133 0.00%
49 UCP INC 11,100 133 0.00%
50 FEMALE HEALTH CO 38,500 135 0.00%
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