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Institutional Investment Manager
KENNEDY CAPITAL MANAGEMENT LLC
KENNEDY CAPITAL MANAGEMENT LLC (CIK: 0000884589) incorporated in Delaware, located at 10829 Olive Blvd, St Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 710 holdings with a total value of $5,211,400,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 PHIBRO ANIMAL HEALTH CORP CL A COM 102,153 2,777,000 0.05%
202 KORN FERRY COM NEW 132,953 2,792,000 0.05%
203 Jernigan Capital Inc 146,165 2,802,000 0.05%
204 SI FINANCIAL GROUP INC 214,546 2,832,000 0.05%
205 AVALONBAY COMM 16,179 2,877,000 0.06%
206 SCHULMAN A INC 99,060 2,885,000 0.06%
207 AVEXIS INC COM 70,049 2,887,000 0.06%
208 CASCADE BANCORP 485,121 2,940,000 0.06%
209 LIBERTY TAX INC 237,007 3,029,000 0.06%
210 AXCELIS TECHNOLOGIES INC 228,636 3,036,000 0.06%
211 AMC NETWORKS INC CL A 58,781 3,048,000 0.06%
212 Equity One Inc Com 99,691 3,052,000 0.06%
213 First Financial Corp 75,816 3,084,000 0.06%
214 ENNIS INC COM 183,533 3,093,000 0.06%
215 HERITAGE COMMERCE CORP 283,097 3,097,000 0.06%
216 LSB INDS INC COM 361,491 3,102,000 0.06%
217 ADVANCED MICRO DEVICES INC 449,789 3,108,000 0.06%
218 DDR CORP 179,045 3,121,000 0.06%
219 DONNELLEY R R & SONS CO 199,264 3,132,000 0.06%
220 THERMON GROUP HLDGS INC COM 160,396 3,168,000 0.06%
221 ANIXTER INTL INC 49,264 3,178,000 0.06%
222 FIRST INTERNET BANCORP COM 138,413 3,196,000 0.06%
223 BUILD A BEAR WORKSHOP COM 309,931 3,211,000 0.06%
224 FIRSTENERGY CORP 97,785 3,235,000 0.06%
225 PATRICK INDS INC 52,365 3,242,000 0.06%
226 Progenics Pharmaceuticals Inc 513,375 3,250,000 0.06%
227 WESTERN ASSET MTG CAP CORP 312,344 3,255,000 0.06%
228 APOLLO COML REAL EST FIN INC 199,371 3,264,000 0.06%
229 CNB FINANCIAL CORP (PA) COM 154,442 3,268,000 0.06%
230 OLD SECOND BANCORP INC ILL 393,296 3,268,000 0.06%
231 Gastar Exploration, Ltd. 3,918,392 3,310,000 0.06%
232 TERRAFORM PWR INC CL A COM 240,611 3,347,000 0.06%
233 MANNING & NAPIER INC CL A 472,394 3,349,000 0.06%
234 INDEPENDENT BK CORP MICH 199,542 3,358,000 0.06%
235 PEREGRINE PHARMACEUTICALS IN 7,835,139 3,369,000 0.06%
236 RENTECH INC 1,156,293 3,376,000 0.06%
237 BUCKLE INC 140,931 3,387,000 0.06%
238 VANDA PHARMACEUTICALS INC COM 206,327 3,433,000 0.07%
239 SYKES ENTERPRISES INC 122,319 3,441,000 0.07%
240 CELADON GROUP INC 395,609 3,458,000 0.07%
241 EARTHLINK HOLDINGS ORD 561,897 3,484,000 0.07%
242 CALLAWAY GOLF CO 300,418 3,488,000 0.07%
243 BORGWARNER INC 99,908 3,515,000 0.07%
244 WESBANCO INC 106,985 3,518,000 0.07%
245 FMC 72,811 3,520,000 0.07%
246 PURECYCLE CORP 613,592 3,522,000 0.07%
247 PATHEON N V 118,981 3,525,000 0.07%
248 LAKELAND FINL CORP 99,667 3,530,000 0.07%
249 CAPSTEAD MTG CORP COM NO PAR 375,774 3,544,000 0.07%
250 GREENHILL & CO INC COM 150,855 3,556,000 0.07%
Page 5 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000884589-16-000028, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.