| # | % | |||||
|---|---|---|---|---|---|---|
| 251 | HARRIS & HARRIS GROUP INC | 88,500 | 146,000 | 0.02% | ||
| 252 | ASTRONOVA INC | 10,004 | 139,000 | 0.02% | ||
| 253 | NUVEEN QUALITY PFD INC FD 3 | 14,950 | 128,000 | 0.01% | PRN | |
| 254 | FREQUENCY ELECTRS INC | 11,191 | 112,000 | 0.01% | ||
| 255 | Nuveen Quality PFD Income Fd | 13,400 | 111,000 | 0.01% | PRN | |
| 256 | MORGAN STANLEY EMER MKTS DEB | 12,450 | 109,000 | 0.01% | PRN | |
| 257 | ENERPLUS CORP | 27,110 | 107,000 | 0.01% | ||
| 258 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 13,300 | 105,000 | 0.01% | PRN | |
| 259 | NUVEEN PFD INCOME OPPORTUN | 10,000 | 94,000 | 0.01% | PRN | |
| 260 | NUVEEN PREFERRED SECURITIES | 10,300 | 93,000 | 0.01% | PRN | |
| 261 | TICC CAPITAL CORP | 17,000 | 82,000 | 0.01% | ||
| 262 | MITCHAM INDS | 23,300 | 71,000 | 0.01% | ||
| 263 | MFC BANCORP LTD | 34,850 | 69,000 | 0.01% | ||
| 264 | ARALEZ PHARMACEUTICALS INC | 16,487 | 59,000 | 0.01% | ||
| 265 | ARTS WAY MFG INC | 17,775 | 52,000 | 0.01% | ||
| 266 | VOYA PRIME RATE TR | 10,000 | 50,000 | 0.01% | PRN | |
| 267 | DREYFUS HIGH YIELD STRATEGIE | 15,275 | 48,000 | 0.01% | PRN | |
| 268 | SCHMITT INDS INC ORE | 20,000 | 48,000 | 0.01% | ||
| 269 | CASTLE A M & CO | 15,500 | 42,000 | 0.00% | ||
| 270 | SKULLCANDY INC | 10,000 | 36,000 | 0.00% | ||
| 271 | EQUUS TOTAL RETURN INC | 17,735 | 28,000 | 0.00% | ||
| 272 | CYCLACEL PHARMACEUTICALS INC | 17,500 | 7,000 | 0.00% | ||
| 273 | STEMCELLS INC COM NEW | 10,000 | 3,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-16-003877, filed 2016.05.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
