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Institutional Investment Manager
BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ (CIK: 0000927971), registered under Commercial Banks, Nec, located at 1 First Canadian Place, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 4,052 holdings with a total value of $85,375,345,000.
#
Name
Shares
Value ($)
%
Options
Notes
3951 OXIGENE INC 9 0 0.00%
3952 FATE THERAPEUTICS INC 23 0 0.00%
3953 YINGLI GREEN ENERGY HLDG CO 324 0 0.00%
3954 PATRIOT NATL INC 1 0 0.00%
3955 BAR HBR BANKSHARES 1 0 0.00%
3956 First Mid-Illinois Bancshares 9,250 0 0.00%
3957 LEAPFROG ENTERPRISES INC 342 0 0.00%
3958 ERICKSON INC 29 0 0.00%
3959 ALEXZA PHARMACEUTICALS INC COM NEW 439 0 0.00%
3960 GAFISA ADR RPSG 2 ORD 200 0 0.00%
3961 GLOBAL SOURCES LTD 6 0 0.00%
3962 Unwired Planet, Inc. 414 0 0.00%
3963 SEVENTY SEVEN ENERGY INC - escrow shares 82 0 0.00%
3964 REMY INTL INC NEW 17 0 0.00%
3965 FIRST CAPITAL BANCORP VA 308,000 0 0.00%
3966 FEMALE HEALTH CO 143 0 0.00%
3967 GENOCEA BIOSCIENCES INC 24 0 0.00%
3968 CHC GROUP LTD 146 0 0.00%
3969 COVISINT CORP 150 0 0.00%
3970 XPLORE TECHNOLOGIES CORP COM PAR 0.001 2 0 0.00%
3971 CARTESIAN INC 52 0 0.00%
3972 STEMCELLS INC COM NEW 50 0 0.00%
3973 FX ENERGY INC 199 0 0.00%
3974 GLORI ENERGY INC 63 0 0.00%
3975 SWIFT ENERGY CO 112 0 0.00%
3976 FUTUREFUEL CORPORATION 21 0 0.00%
3977 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 212 0 0.00%
3978 Rubicon Technology 145 0 0.00%
3979 GALECTIN THERAPEUTICS INC COM 100 0 0.00%
3980 QAD INC 30 0 0.00%
3981 MIDSTATES PETE CO INC 150 0 0.00%
3982 DISCOVERY LABORATORIES INC N 86 0 0.00%
3983 FIVE9 INC 74 0 0.00%
3984 FORESIGHT ENERGY LP 1 0 0.00%
3985 Odyssey Marine Exploration Inc 340 0 0.00%
3986 MAGNEGAS CORP 30 0 0.00%
3987 MINES MGMT INC 500 0 0.00%
3988 CLEVELAND BIOLABS INC 31 0 0.00%
3989 RYERSON HLDG CORP COM 12 0 0.00%
3990 Libbey Inc Com 1 0 0.00%
3991 RESOLUTE ENERGY CORP 302 0 0.00%
3992 LENNAR CORP 6 0 0.00%
3993 INTRAWEST RESORTS HLDGS INCORPORATED 43 0 0.00%
3994 COMMUNITY HEALTH SYS INC NEW 55 0 0.00%
3995 TRC COS INC 1 0 0.00%
3996 BAXALTA INC COM 1 0 0.00%
3997 ROUSE PPTYS INC 12 0 0.00%
3998 ASPEN AEROGELS INC COM 36 0 0.00%
3999 TAYLOR MORRISON HOME CORP CL A 14 0 0.00%
4000 INVESTORS REAL 58 0 0.00%
Page 80 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-007980, filed 2015.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.