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Institutional Investment Manager
DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ (CIK: 0000948046), located at Taunusanlage 12 D-60325, Frankfurt Am Main Ge, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 5,072 holdings with a total value of $141,465,128,000.
#
Name
Shares
Value ($)
%
Options
Notes
4901 BROADVISION INC 24 0 0.00%
4902 WABTEC CORP 7 0 0.00% Call
4903 CYREN LTD 2 0 0.00%
4904 UNITED DEV FDG IV COM 40,633 0 0.00%
4905 DELCATH SYS INC 4 0 0.00%
4906 CAPSTONE TURBINE CORP 10 0 0.00%
4907 SEMILEDS CORP 1 0 0.00%
4908 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 3,988 0 0.00%
4909 CAMBER ENERGY INC COM 215 0 0.00%
4910 HEMISPHERX BIOPHARMA INC 24 0 0.00%
4911 REMARK MEDIA INC 1 0 0.00%
4912 Spanish Broadcasting System Inc. 81 0 0.00%
4913 CPI AEROSTRUCTURES INC COM NEW 43 0 0.00%
4914 SUMITOMO MITSUI FINL GROUP I 2 0 0.00%
4915 ATOSSA GENETICS INC COM NEW 1 0 0.00%
4916 FOREST CITY RLTY TR INC 14 0 0.00%
4917 CHESAPEAKE ENERGY CORP 1,000 0 0.00% PRN
4918 HMG COURTLAND PPTYS INC 4 0 0.00%
4919 ALLIQUA BIOMEDICAL INC 21 0 0.00%
4920 RADIO ONE INC CL A 61 0 0.00%
4921 BOEING CO 1 0 0.00% Call
4922 MODUSLINK GLOBAL SOLUTIONS I 308 0 0.00%
4923 STEMCELLS INC COM 66 0 0.00%
4924 KURA ONCOLOGY INC 100 0 0.00%
4925 DASAN ZHONE SOLUTIONS INC 2 0 0.00%
4926 TAITRON COMPONENTS INC 226 0 0.00%
4927 CINEDIGM CORP 133 0 0.00%
4928 HYDROGENICS CORP NEW 4 0 0.00%
4929 YULONG ECO MATLS LTD 196 0 0.00%
4930 GREAT BASIN SCIENTIFIC INC 3 0 0.00%
4931 CYANOTECH CORP 4 0 0.00%
4932 NAVIOS MARITIME HLDGS INC SPONSORED ADR REPSTG 1/100TH PERP PFD SER H DIV 8.625 FREQ QRTLY CALL@25 07/08/2019 20 0 0.00%
4933 MAST THERAPEUTICS INC COM 141 0 0.00%
4934 LEADING BRANDS INC COM NEW 274 0 0.00%
4935 SORL AUTO PTS INC 100 0 0.00%
4936 JPMORGAN CHINA REGION FD INC 3 0 0.00%
4937 AROTECH CORP 3 0 0.00%
4938 ORION ENERGY SYSTEMS INC 337 0 0.00%
4939 EDAP TMS S A SPONSORED ADR 10 0 0.00%
4940 HYDRA INDS ACQUISITION CORP 100 0 0.00%
4941 AK STL HLDG CORP 143 0 0.00% Put
4942 CALAMOS CONV OPPORTUNITIES & 2 0 0.00%
4943 WAFERGEN BIO-SYSTEMS INC 2 0 0.00%
4944 REAL GOODS SOLAR INC 13 0 0.00%
4945 Crossroads SYS Inc 5 0 0.00%
4946 PYXIS TANKERS INC 6 0 0.00%
4947 METABOLIX INC 2 0 0.00%
4948 PERNIX THERAPEUTICS HLDGS IN 1 0 0.00%
4949 WESCO AIRCRAFT HLDGS INC COM 28 0 0.00% Put
4950 DATARAM CORP 1 0 0.00%
Page 99 of 102

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-16-000206, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.