Dark
Light
System
Institutional Investment Manager
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA (CIK: 0001000275), registered under Commercial Banks, Nec, located at Royal Bank Plaza, Toronto. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,540 holdings with a total value of $177,217,230,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 32,115 0 0.00%
152 CARDINAL FINL CORP COM 3 0 0.00%
153 WESTMORELAND COAL CO 35 0 0.00%
154 BIOLIFE SOLUTIONS INC 72 0 0.00%
155 IBIO INC COM 38 0 0.00%
156 TCF FINL CORP 200 0 0.00%
157 FORBES ENERGY SERVICES LTD 1,083 0 0.00%
158 LORAL SPACE & COMMUNICATIONS 3 0 0.00%
159 QUIDEL CORP COM 4 0 0.00%
160 ENERNOC INC 5 0 0.00%
161 LHC GROUP INC 7 0 0.00%
162 SPHERE 3D CORP NEW 1,000 0 0.00%
163 EASTMAN KODAK CO 13 0 0.00%
164 PHOTOMEDEX INC 136 0 0.00%
165 ONCONOVA THERAPEUTICS INC 30 0 0.00%
166 ACTIVE POWER INC COM NEW 400 0 0.00%
167 ZOGENIX INC 6 0 0.00%
168 IGNYTA INC COM 5 0 0.00%
169 Naked Brand Group Inc 125 0 0.00%
170 GULFMARK OFFSHORE INC 172 0 0.00%
171 AOXING PHARMACEUTICAL CO INC 145 0 0.00%
172 VIVINT SOLAR INC 85 0 0.00%
173 MAJESCO 6 0 0.00%
174 BEIGENE LTD 9 0 0.00%
175 CHEFS WHSE INC COM 20 0 0.00%
176 CHARLES & COLVARD LTD 77 0 0.00%
177 INTELLIPHARMACEUTICS INTL IN 598 1,000 0.00%
178 ESCALON MEDICAL CORP 1,249 1,000 0.00%
179 ELEVEN BIOTHERAPEUTICS INC 500 1,000 0.00%
180 TENAX THERAPEUTICS INC 459 1,000 0.00%
181 CHROMADEX CORP 360 1,000 0.00%
182 BALLANTYNE STRONG INC 100 1,000 0.00%
183 FIELDPOINT PETROLEUM CORP 2,000 1,000 0.00%
184 Eurasian Minerals 700 1,000 0.00%
185 OMEROS CORP 111 1,000 0.00%
186 CENTRAL FED CORP 520 1,000 0.00%
187 AMYRIS INC COM 1,002 1,000 0.00%
188 THRESHOLD PHARMACEUTICAL INC 825 1,000 0.00%
189 UTSTARCOM HOLDINGS CORP SHS NEW 709 1,000 0.00%
190 SANDRIDGE PERMIAN TR 400 1,000 0.00%
191 POWER SOLUTIONS INTL INC 100 1,000 0.00%
192 GULF RESOURCES INC COM PAR $0.0005 410 1,000 0.00%
193 NEURALSTEM INC COM 4,439 1,000 0.00%
194 KINGSWAY FINL SVCS INC 176 1,000 0.00%
195 CELSION CORPORATION COM PAR 1,000 1,000 0.00%
196 USMD Holdings Inc 39 1,000 0.00%
197 FIDELITY SOUTHERN CORP NEW COM 62 1,000 0.00%
198 NATURAL GROCERS VITAMIN CTGE 69 1,000 0.00%
199 SEARS CDA INC 322 1,000 0.00%
200 PROTEOSTASIS THERAPEUTICS IN COM 85 1,000 0.00%
Page 4 of 131

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086306, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.