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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
601 C H ROBINSON WORLDWIDE INC 40,368 2,115 0.06%
602 C&J ENERGY SVCS INC 239 7 0.00%
603 CA INC 11,046 342 0.01%
604 CA INC 409 14 0.00%
605 CA INC 1,689 52 0.00%
606 CABELAS INC 3,601 236 0.01%
607 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,564 28 0.00%
608 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 4,369 74 0.00%
609 CABOT CORP 475 28 0.00%
610 CABOT OIL & GAS CORP 6,518 221 0.01%
611 CACI INTL INC CL A 1,230 91 0.00%
612 CADENCE DESIGN SYSTEM INC 3,149 49 0.00%
613 CAE INC 4,189 55 0.00%
614 CAESARS ACQUISITION CO CL A 634 9 0.00%
615 CAESARS ENTERTAINMENT 600 11 0.00%
616 CAESARSTONE LTD 587 32 0.00%
617 CAL DIVE INTERNATIONAL INC 334 1 0.00%
618 CALAMOS ASSET MANAGEMENT CL A ORD 127 2 0.00%
619 CALAMOS CONV & HIGH INCOME F 38,245 516 0.02%
620 CALAMOS CONV OPPORTUNITIES & 8,008 111 0.00%
621 CALAMOS GBL DYN INCOME FUND COM 8,050 72 0.00%
622 CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 362 5 0.00%
623 CALAMOS STRATEGIC TOTL RETN 17,077 190 0.01%
624 CALAMP CORP 8,578 239 0.01%
625 CALAVO GROWERS INC COM 70 2 0.00%
626 CALGON CARBON CORP 730 16 0.00%
627 CALIFORNIA FIRST NTNL BANCOR 3,500 54 0.00%
628 CALIFORNIA WTR SVC GROUP 2,509 60 0.00%
629 CALLAWAY GOLF CO 841 9 0.00%
630 CALLON PETE CO DEL COM 100 1 0.00%
631 CALPINE CORP 502 10 0.00%
632 CALUMET SPECIALTY PRODS PTNR 15,262 394 0.01%
633 CAMAC ENERGY INC 12,163 9 0.00%
634 CAMBIUM LEARNING GRP INC 20 0 0.00%
635 CAMBRIA ETF TR 25,392 768 0.02%
636 CAMBRIA ETF TR 14,981 391 0.01%
637 CAMDEN NATIONAL CORP 105 4 0.00%
638 CAMDEN PROPERTY TRUS 106 7 0.00%
639 CAMECO CORP 13,148 301 0.01%
640 CAMERON INTERNATIONAL COMPANY 744 46 0.00%
641 CAMPBELL SOUP CO 7,210 324 0.01%
642 CANADIAN NAT RES LTD 1,860 71 0.00%
643 CANADIAN NATL RY CO 7,528 423 0.01%
644 CANADIAN PAC RY LTD 2,133 321 0.01%
645 CANADIAN SOLAR INC 32,903 1,054 0.03%
646 CANON INC 613 19 0.00%
647 CANON INC 76 2 0.00%
648 CANTEL MEDICAL CORP 733 25 0.00%
649 CAPITAL ONE FINL CORP 3,738 288 0.01%
650 CAPITAL ONE FINL CORP 52 4 0.00%
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