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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares S&P Asia 50 919 42 0.00%
2 iShares Mortgage Real Estate C 9,359 115 0.00%
3 iShares MSCI Emerging Markets Asia 56 3 0.00%
4 iPath S&P 500 VIX Short-Term F 8,454 356 0.01%
5 iPath S&P 500 VIX Short-Term F 139 6 0.00%
6 iPath Gems Asia 8 156 7 0.00%
7 iPath Bloomberg Grains Subinde 3 0 0.00%
8 Zillow, Inc. 579 51 0.00%
9 ZYNGA INC 23,244 100 0.00%
10 ZWEIG TOTAL RETURN FD INC 2,725 38 0.00%
11 ZULILY INC 75 5 0.00%
12 ZULILY INC 138 7 0.00%
13 ZOGENIX INC 68,100 194 0.01%
14 ZOETIS INC 2,194 64 0.00%
15 ZIX CORP 93 0 0.00%
16 ZIONS BANCORPORATION 2,265 70 0.00%
17 ZION OIL & GAS INC 75 0 0.00%
18 ZION OIL & GAS INC 2,000 4 0.00%
19 ZIMMER BIOMET HLDGS INC 50 5 0.00%
20 ZIMMER BIOMET HLDGS INC 5,433 514 0.01%
21 ZEBRA TECHNOLOGIES CORPORATION CL A 302 21 0.00%
22 ZAIS FINL CORP 6,350 106 0.00%
23 ZAGG INCORPORATED 300 1 0.00%
24 Yorkville High Inc Etf 18,123 325 0.01%
25 YY INC 10,147 775 0.02%
26 YY INC 300 23 0.00%
27 YUM BRANDS INC 26,639 2,008 0.06%
28 YUM BRANDS INC 12,455 923 0.03%
29 YPF SOCIEDAD ANONIMA 33 1 0.00%
30 YOUKU TUDOU INC 1,800 50 0.00%
31 YORK WTR CO 1,500 31 0.00%
32 YONGYE INTL INC 800 5 0.00%
33 YINGLI GREEN ENERGY HLDG CO 13,500 59 0.00%
34 YELP INC 889 68 0.00%
35 YANZHOU COAL MNG CO LTD 71 1 0.00%
36 YANDEX N V 5,047 152 0.00%
37 YAMANA GOLD INC 27,479 241 0.01%
38 YAHOO INC 14,005 503 0.01%
39 XYLEM INC 3,142 114 0.00%
40 XPO LOGISTICS INC 72 2 0.00%
41 XOMA CORP DEL 16,500 86 0.00%
42 XO GROUP INC 500 5 0.00%
43 XL Group plc 1,424 45 0.00%
44 XILINX INC 3,815 207 0.01%
45 XEROX CORP 13,428 152 0.00%
46 XENCOR INC COM 6,000 70 0.00%
47 XCEL ENERGY INC 30,765 934 0.03%
48 Wuxi Pharmatech Inc ADR 1,348 50 0.00%
49 World Wrestling Entertainment Inc 1,084 31 0.00%
50 WisdomTree Earnings 500 ETF 6,833 448 0.01%
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