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Yorkville High Inc Etf
Yorkville High Inc Etf. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 46 Institutional holders with a total value of $41,057,968.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 207,853 3,725,000 9.07%
2 MORGAN STANLEY 200,490 3,593,000 8.75%
3 AMERICAN INTERNATIONAL GROUP, INC. 192,575 3,450,944 8.41%
4 BB&T SECURITIES, LLC 18,890 3,385,000 8.24%
5 Ashfield Capital Partners, LLC 187,613 3,362,000 8.19%
6 HANCOCK WHITNEY CORP 179,371 3,214,000 7.83%
7 SUMMIT CAPITAL MANAGEMENT LLC 153,744 2,755,000 6.71%
8 HighTower Advisors, LLC 118,405 2,122,000 5.17%
9 STIFEL FINANCIAL CORP 73,438 1,316,000 3.21%
10 AVIANCE CAPITAL MANAGEMENT, LLC 73,188 1,312,000 3.20%
11 LPL Financial LLC 72,273 1,295,000 3.15%
12 LVZ, Inc. 64,674 1,159,000 2.82%
13 Independent Portfolio Consultants, Inc. 63,785 1,143,000 2.78%
14 FIRST NATIONAL BANK OF OMAHA 63,615 1,140,000 2.78%
15 First Allied Advisory Services, Inc. 46,589 832,000 2.03%
16 BLAIR WILLIAM & CO/IL 46,325 830,000 2.02%
17 ASHFORD CAPITAL MANAGEMENT INC 44,076 790,000 1.92%
18 1834 INVESTMENT ADVISORS CO 29,450 528,000 1.29%
19 Gradient Investments LLC 27,813 498,000 1.21%
20 Raymond James Financial Services Advisors, Inc. 24,330 436,000 1.06%
21 SCHOLTZ & COMPANY, LLC 24,300 435,000 1.06%
22 AlphaMark Advisors, LLC 22,780 408,000 0.99% SH
23 DIVIDEND ASSETS CAPITAL, LLC 21,760 390,000 0.95%
24 VSR Financial Services, Inc. 20,019 359,000 0.87%
25 ADELL HARRIMAN & CARPENTER INC 19,700 353,024 0.86%
26 KMS FINANCIAL SERVICES, INC 18,927 339,000 0.83%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,123 325,000 0.79%
28 INVESTMENT CENTERS OF AMERICA INC 11,289 206,000 0.50%
29 ATLANTIC INVESTMENT Co 10,650 191,000 0.47%
30 NATIONAL PLANNING CORP 10,095 181,000 0.44%
31 ROYAL BANK OF CANADA 7,759 139,000 0.34%
32 AMERIPRISE FINANCIAL INC 7,657 137,000 0.33%
33 Gary Goldberg Planning Services Inc 7,100 127,000 0.31%
34 Creative Planning 6,217 111,000 0.27%
35 PEOPLES FINANCIAL SERVICES CORP. 5,400 97,000 0.24%
36 WFG Advisors, LP 4,354 78,000 0.19%
37 WELLS FARGO & COMPANY/MN 3,328 60,000 0.15%
38 UBS AG 2,669 48,000 0.12%
39 D.A. DAVIDSON & CO. 2,140 38,000 0.09%
40 Barrett Asset Management, LLC 2,075 37,000 0.09%
41 BANK OF AMERICA CORP /DE/ 2,000 36,000 0.09%
42 Gemmer Asset Management LLC 1,675 30,000 0.07%
43 TURNER INVESTMENTS LLC 930 17,000 0.04%
44 SYNOVUS FINANCIAL CORP 850 15,000 0.04%
45 CITIGROUP INC 605 11,000 0.03%
46 MSI Financial Services Inc 225 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.