| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,528,697 | 35,553,000 | 22.56% | ||
| 2 | Karpus Management, Inc. | 2,372,802 | 33,362,000 | 21.17% | ||
| 3 | Relative Value Partners, LLC | 2,262,953 | 31,817,000 | 20.19% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 854,653 | 12,016,000 | 7.62% | ||
| 5 | Ancora Advisors LLC | 783,990 | 11,023,000 | 6.99% | ||
| 6 | MORGAN STANLEY | 506,991 | 7,128,000 | 4.52% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 337,467 | 4,745,000 | 3.01% | ||
| 8 | WELLS FARGO & COMPANY/MN | 319,549 | 4,493,000 | 2.85% | ||
| 9 | SG Americas Securities, LLC | 174,185 | 2,449,000 | 1.55% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 132,880 | 1,868,000 | 1.19% | ||
| 11 | 1607 Capital Partners, LLC | 123,195 | 1,732,000 | 1.10% | ||
| 12 | DOLIVER ADVISORS, LP | 122,322 | 1,720,000 | 1.09% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 96,843 | 1,362,000 | 0.86% | ||
| 14 | REGIONS FINANCIAL CORP | 92,552 | 1,301,000 | 0.83% | ||
| 15 | STIFEL FINANCIAL CORP | 92,382 | 1,299,000 | 0.82% | ||
| 16 | First Allied Advisory Services, Inc. | 87,374 | 1,233,000 | 0.78% | ||
| 17 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 54,173 | 762,000 | 0.48% | ||
| 18 | LPL Financial LLC | 46,744 | 657,000 | 0.42% | ||
| 19 | CSS LLC/IL | 44,860 | 631,000 | 0.40% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 36,166 | 508,000 | 0.32% | ||
| 21 | Independence Trust CO | 29,141 | 410,000 | 0.26% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 23,898 | 336,000 | 0.21% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 18,871 | 265,000 | 0.17% | ||
| 24 | CADENCE BANK NA | 12,906 | 181,000 | 0.11% | ||
| 25 | UBS AG | 10,435 | 147,000 | 0.09% | ||
| 26 | US BANCORP \DE\ | 7,296 | 103,000 | 0.07% | ||
| 27 | B. Riley Wealth Advisors, Inc. | 7,059 | 99,000 | 0.06% | ||
| 28 | ROYAL BANK OF CANADA | 6,230 | 88,000 | 0.06% | ||
| 29 | WESTPORT RESOURCES MANAGEMENT INC | 5,000 | 70,000 | 0.04% | ||
| 30 | Creative Planning | 4,177 | 59,000 | 0.04% | ||
| 31 | CITIGROUP INC | 3,879 | 55,000 | 0.03% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 3,046 | 42,827 | 0.03% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,725 | 38,000 | 0.02% | ||
| 34 | AMERIPRISE FINANCIAL INC | 1,500 | 21,000 | 0.01% | ||
| 35 | Gradient Investments LLC | 1,187 | 17,000 | 0.01% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 1,000 | 14,000 | 0.01% | ||
| 37 | WASHINGTON TRUST BANK | 553 | 8,000 | 0.01% | ||
| 38 | KANALY TRUST CO | 468 | 7,000 | 0.00% | ||
| 39 | FIFTH THIRD BANCORP | 227 | 3,000 | 0.00% | ||
| 40 | MSI Financial Services Inc | 64 | 1,000 | 0.00% | ||
| 41 | Shamrock Asset Management LLC | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
