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Institutional Investment Manager
CANADA LIFE ASSURANCE Co
CANADA LIFE ASSURANCE Co (CIK: 0001046192), located at 100 Osborne Street North, Winnipeg, A2. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,532 holdings with a total value of $35,513,797,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NEWLINK GENETICS CORP COM 2,048 21,000 0.00%
52 KRONOS WORLDWIDE INC 1,866 22,000 0.00%
53 MYOKARDIA INC 1,700 22,000 0.00%
54 NIMBLE STORAGE INC 2,785 22,000 0.00%
55 RAIT FINANCIAL TRUST 6,500 22,000 0.00%
56 CLEAN ENERGY FUELS CORPORATION COM 7,535 22,000 0.00%
57 Crawford & Co 2,300 22,000 0.00%
58 COLLEGIUM PHARMACEUTICAL INC COM 1,400 22,000 0.00%
59 PLUG POWER INC 17,975 22,000 0.00%
60 MANNKIND CORP. 36,400 23,000 0.00%
61 SEARS HLDGS CORP 2,500 23,000 0.00%
62 ACCURAY INCORPORATED COM 5,069 23,000 0.00%
63 COMMERCEHUB INC COM SER A 1,564 24,000 0.00%
64 Atara Biotherapeutics Inc 1,654 24,000 0.00%
65 GLOBAL EAGLE ENTMT INC 3,713 24,000 0.00%
66 IDT CORP 1,356 25,000 0.00%
67 XACTLY CORPORATION 2,300 25,000 0.00%
68 GENMARK DIAGNOSTICS INC. 2,000 25,000 0.00%
69 DYNEX CAP INC 3,653 25,000 0.00%
70 IMPINJ INC COM 700 25,000 0.00%
71 ANWORTH MTG ASSET CORP 4,913 25,000 0.00%
72 BRIGHTCOVE INC COM 3,200 26,000 0.00%
73 NATURAL GAS SERVICES GROUP 814 26,000 0.00%
74 CHEGG INC COM 3,569 26,000 0.00%
75 Jones Energy Inc 5,200 26,000 0.00%
76 NACCO INDS INC 282 26,000 0.00%
77 STUDENT TRANSN INC 4,708 26,000 0.00%
78 SORRENTO THERAPEUTICS INC COM NEW 5,200 26,000 0.00%
79 NII HLDGS INC COM PAR 0.001 12,080 26,000 0.00%
80 XENITH BANKSHARES INC NEW COM NEW 910 26,000 0.00%
81 GMS INC COM 900 26,000 0.00%
82 GENOMIC HEALTH INC COM 927 27,000 0.00%
83 GERON CORP 13,098 27,000 0.00%
84 Arena Pharmaceuticals, Inc 19,241 27,000 0.00%
85 TRUPANION INC 1,800 28,000 0.00%
86 INSTRUCTURE INC COM 1,400 28,000 0.00%
87 UNIVEST FINANCIAL CORPORATIO 900 28,000 0.00%
88 NEXEO SOLUTIONS INC 3,000 28,000 0.00%
89 HOVNANIAN ENTERPRISES INC 10,300 28,000 0.00%
90 EXTREME NETWORKS INC 5,600 28,000 0.00%
91 DRIVE SHACK INC 7,242 29,000 0.00%
92 Sun Bancorp Inc/NJ 1,100 29,000 0.00%
93 Natera, Inc. 2,500 29,000 0.00%
94 AAC HLDGS INC 3,979 29,000 0.00%
95 COLUCID PHARMACEUTICALS ORD 800 29,000 0.00%
96 HACKETT GROUP INC 1,716 30,000 0.00%
97 Foundation Medicine 1,700 30,000 0.00%
98 AMERICAN RENAL ASSOCIATES HO 1,400 30,000 0.00%
99 ISLE OF CAPRI CASINOS INC COM 1,215 30,000 0.00%
100 INSYS THERAPEUTICS INC NEW COM NEW 3,200 30,000 0.00%
Page 2 of 51

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001046192-17-000002, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.