| # | % | |||||
|---|---|---|---|---|---|---|
| 2101 | ROYAL CARIBBEAN GROUP | 588 | 44,000 | 0.00% | ||
| 2102 | RETROPHIN INC | 1,906 | 43,000 | 0.00% | ||
| 2103 | ORBITAL ATK INC | 568 | 43,000 | 0.00% | ||
| 2104 | ONCOBIOLOGICS INC - WARRANT A | 79,347 | 42,000 | 0.00% | ||
| 2105 | Rexford Industrial Realty Inc | 1,800 | 41,000 | 0.00% | ||
| 2106 | AKORN INCORPORATED | 1,500 | 41,000 | 0.00% | Call | |
| 2107 | EMERSON ELEC CO | 750 | 41,000 | 0.00% | ||
| 2108 | ARBUTUS BIOPHARMA CORP | 11,200 | 39,000 | 0.00% | ||
| 2109 | ENCORE CAP GROUP INC | 1,757 | 39,000 | 0.00% | ||
| 2110 | AIRMEDIA GROUP INC | 11,674 | 39,000 | 0.00% | ||
| 2111 | UNITED STATES NATL GAS FUND | 4,600 | 38,000 | 0.00% | Call | |
| 2112 | CHESAPEAKE ENERGY CORP | 38,000 | 38,000 | 0.00% | PRN | |
| 2113 | PAPA JOHNS INTL INC COM | 472 | 37,000 | 0.00% | ||
| 2114 | LYONDELLBASELL INDUSTRIES N | 428 | 35,000 | 0.00% | ||
| 2115 | UNUM GROUP | 1,000 | 35,000 | 0.00% | ||
| 2116 | ELLIE MAE INCORPORATED | 300 | 32,000 | 0.00% | Put | |
| 2117 | ALLY FINL INC | 1,651 | 32,000 | 0.00% | ||
| 2118 | PROSPECT CAPITAL CORPORATION | 30,000 | 31,000 | 0.00% | PRN | |
| 2119 | TESLA INC | 150 | 31,000 | 0.00% | ||
| 2120 | TAKE-TWO INTERACTIVE SOFTWAR | 13,000 | 30,000 | 0.00% | PRN | |
| 2121 | EQT CORP | 400 | 29,000 | 0.00% | ||
| 2122 | ARES CAPITAL CORP | 1,875 | 29,000 | 0.00% | ||
| 2123 | WHITING PETE CORP NEW | 32,000 | 28,000 | 0.00% | PRN | |
| 2124 | EXCO RESOURCES INC | 25,500 | 27,000 | 0.00% | Call | |
| 2125 | RAPTOR PHARMACEUTICAL CORP | 3,000 | 27,000 | 0.00% | ||
| 2126 | ALCOBRA LTD | 10,500 | 26,000 | 0.00% | ||
| 2127 | FREEPORT-MCMORAN INC | 2,334 | 25,000 | 0.00% | ||
| 2128 | HARTFORD FINL SVCS GROUP INC | 564 | 24,000 | 0.00% | ||
| 2129 | ST JUDE MED INC | 300 | 24,000 | 0.00% | Call | |
| 2130 | FUELCELL ENERGY INC | 4,500 | 24,000 | 0.00% | ||
| 2131 | SELECT SECTOR SPDR TR | 300 | 24,000 | 0.00% | ||
| 2132 | NEXTERA ENERGY INC | 200 | 24,000 | 0.00% | Call | |
| 2133 | ALZA Corp | 14,000 | 23,000 | 0.00% | PRN | |
| 2134 | MERCADOLIBRE INC | 14,000 | 22,000 | 0.00% | PRN | |
| 2135 | SYNCHRONOSS TECHNOLOGIES INC | 18,000 | 19,000 | 0.00% | PRN | |
| 2136 | WESTROCK CO | 402 | 19,000 | 0.00% | ||
| 2137 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 19,000 | 19,000 | 0.00% | PRN | |
| 2138 | SPDR DOW JONES INDL AVRG ETF | 100 | 18,000 | 0.00% | Put | |
| 2139 | VASCO DATA SEC INTL INC | 1,000 | 18,000 | 0.00% | ||
| 2140 | GALENA BIOPHARMA INC | 50,000 | 18,000 | 0.00% | Call | |
| 2141 | CERUS CORP | 2,928 | 18,000 | 0.00% | ||
| 2142 | ADEPTUS HEALTH INC | 400 | 17,000 | 0.00% | Put | |
| 2143 | ADVANCE AUTO PARTS INC | 108 | 16,000 | 0.00% | ||
| 2144 | VIRGIN AMERICA ORD | 300 | 16,000 | 0.00% | Call | |
| 2145 | DHT HOLDINGS INC | 3,830 | 16,000 | 0.00% | ||
| 2146 | AMERICAN WTR WKS CO INC NEW | 200 | 15,000 | 0.00% | ||
| 2147 | FLOWERS FOODS INC | 1,000 | 15,000 | 0.00% | Call | |
| 2148 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 948,763 | 14,000 | 0.00% | ||
| 2149 | LUMOS NETWORKS CORP | 1,000 | 14,000 | 0.00% | ||
| 2150 | MAIDEN HOLDINGS LTD | 1,000 | 13,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004785, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
