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Institutional Investment Manager
ELLINGTON MANAGEMENT GROUP LLC
ELLINGTON MANAGEMENT GROUP LLC (CIK: 0001098490) incorporated in Delaware, located at 53 Forest Avenue, Old Greenwich, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 625 holdings with a total value of $362,991,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SYNERGY PHARMACEUTICALS DEL 11,700 64,000 0.02%
2 Cincinnati Bell Inc 16,700 68,000 0.02%
3 FRONTIER COMMUNICATIONS CORP 16,300 68,000 0.02%
4 VIMPELCOM LTD 20,500 71,000 0.02%
5 SANGAMO THERAPEUTICS INCORPORATED 17,000 79,000 0.02%
6 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 16,500 87,000 0.02%
7 FCB Financial Holdings Inc 11,500 88,000 0.02%
8 LIVEPERSON INC 10,700 90,000 0.02%
9 COSAN LTD 12,700 91,000 0.03%
10 CYTOKINETICS INC 10,000 92,000 0.03%
11 SANCHEZ ENERGY CORP COM 10,600 94,000 0.03%
12 LION BIOTECHNOLOGIES INC COM 12,400 102,000 0.03%
13 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 17,400 103,000 0.03%
14 KRATOS DEFENSE & SECURITY SOLU COM 15,000 103,000 0.03%
15 ORASURE TECHNOLOGIES INC 13,000 104,000 0.03%
16 CYS INVTS INC COM 12,000 105,000 0.03%
17 DICE HOLDINGS INC 13,400 106,000 0.03%
18 FIRST NBC BK HLDG CO 11,400 108,000 0.03%
19 UNIQURE NV 14,100 108,000 0.03%
20 VONAGE HLDGS CORP 16,300 108,000 0.03%
21 GROUPON INC 21,000 108,000 0.03%
22 TEXTAINER GROUP HOLDINGS LTD 14,600 109,000 0.03%
23 IRIDIUM COMMUNICATIONS INC 13,700 111,000 0.03%
24 ZOGENIX INC 10,100 115,000 0.03%
25 OCULAR THERAPEUTIX INC 16,900 116,000 0.03%
26 OMNOVA SOLUTIONS INCORPORATED 14,000 118,000 0.03%
27 ARALEZ PHARMACEUTICALS INC 25,500 124,000 0.03%
28 CONSTELLIUM NV CL A 17,400 125,000 0.03%
29 OVASCIENCE INC COM 17,400 125,000 0.03%
30 EP Energy Corp 28,800 126,000 0.03%
31 BANCO BILBAO VIZCAYA ARGENTA 21,500 128,000 0.04%
32 PLATFORM SPECIALTY PRODS COR 15,900 129,000 0.04%
33 CAREER EDUCATION CRP 19,100 130,000 0.04%
34 SLM CORP 17,400 130,000 0.04%
35 PGT INNOVATIONS INC COM 12,300 131,000 0.04%
36 SUMMIT HOTEL PPTYS 10,300 136,000 0.04%
37 HABIT RESTAURANTS 10,100 141,000 0.04%
38 CARROLS RESTAURANT GROUP INC 10,700 141,000 0.04%
39 BROCADE COMMUNICATIONS SYS I 15,400 142,000 0.04%
40 INNOVIVA INC COM 12,900 142,000 0.04%
41 RIGHTSIDE GROUP LTD 15,756 143,000 0.04%
42 ETSY INC 10,000 143,000 0.04%
43 AQUINOX PHARMACEUTICALS INC 10,800 144,000 0.04%
44 EDITAS MEDICINE INCORPORATED 10,757 145,000 0.04%
45 BILL BARRETT CP 27,100 151,000 0.04%
46 EXTREME NETWORKS INC 33,700 151,000 0.04%
47 GUESS INC 10,400 152,000 0.04%
48 MOBILE TELESYSTEMS PJSC 20,300 155,000 0.04%
49 MAIDEN HOLDINGS LTD 12,300 156,000 0.04%
50 AKEBIA THERAPEUTICS INC 17,200 156,000 0.04%
Page 1 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004801, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.