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Institutional Investment Manager
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (CIK: 0001141802), located at 720 East Wisconsin Avenue, Milwaukee, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,429 holdings with a total value of $9,215,863,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PENUMBRA INC COM 5 0 0.00%
2 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 70 0 0.00%
3 DYNEGY INCORPORATED NEW D 1 0 0.00%
4 RETROPHIN INC 26 0 0.00%
5 ISHARES TRUST CMBS ETF 2 0 0.00%
6 HERITAGE FINL CORP WASH COM 19 0 0.00%
7 NATIONAL WESTMINSTER BK PLC 9 0 0.00%
8 AVIAT NETWORKS INCORPORATED COM NEW 1 0 0.00%
9 VECTRUS INC 2 0 0.00%
10 TELEFONICA BRASIL SA 11 0 0.00%
11 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 11 0 0.00%
12 MONEYGRAM INTL INC COM NEW 25 0 0.00%
13 ANGIODYNAMICS INC 17 0 0.00%
14 CELLECTAR BIOSCIENCES INC 320 0 0.00%
15 RAMCO-GERSHENSON PPTYS TR 23 0 0.00%
16 ISHARES INC 15 0 0.00%
17 Northstar Realty Fin REIT 32 0 0.00%
18 PENN ENTERTAINMENT INC COM 36 0 0.00%
19 COVISINT CORP 36 0 0.00%
20 BALLARD PWR SYS INC NEW 100 0 0.00%
21 HANCOCK JOHN FINL OPPTYS FD 1 0 0.00%
22 ALDER BIOPHARMACEUTICALS INC 20 0 0.00%
23 ANTERO RES CORP 14 0 0.00%
24 AG MTG INVT TR INC 22 0 0.00%
25 VINCE HLDG CORP 73 0 0.00%
26 BIRKS GROUP INC 17 0 0.00%
27 PORTOLA PHARMACEUTICALS INC 19 0 0.00%
28 HORNBECK OFFSHORE SVCS IN 51 0 0.00%
29 DYNAVAX TECHNOLOGIES CORP 28 0 0.00%
30 BROOKFIELD BUSINESS PARTNERS 3 0 0.00%
31 EQUUS TOTAL RETURN INC 1 0 0.00%
32 ROYAL BK SCOTLAND GROUP PLC 19 0 0.00%
33 DIREXION SHS ETF TR 40 0 0.00%
34 ELECTRONICS FOR IMAGING INC 22 0 0.00%
35 COMMERCEHUB INC COM SER C 20 0 0.00%
36 SPDR SERIES TRUST 6 0 0.00%
37 CORVEL CORP 8 0 0.00%
38 NAVIOS MARITIME PARTNERS L P 218 0 0.00%
39 PINNACLE FOODS INC DEL 9 0 0.00%
40 ALPS ETF TR 1 0 0.00%
41 GALENA BIOPHARMA INCORPORATED COM NEW 75 0 0.00%
42 W T OFFSHORE INC 162 0 0.00%
43 SANGAMO THERAPEUTICS INCORPORATED 100 0 0.00%
44 NEXPOINT RESIDENTIAL TR INC 22 0 0.00%
45 BRIGHTCOVE INC COM 50 0 0.00%
46 KOPIN CORP 44 0 0.00%
47 CASCADE BANCORP 47 0 0.00%
48 METHANEX CORP 5 0 0.00%
49 MICROVISION INC DEL 300 0 0.00%
50 FAMOUS DAVES AMER INC 100 0 0.00%
Page 1 of 49

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000073076-17-000011, filed 2017.02.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.