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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 48 Institutional holders with a total value of $123,463,748.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,403,674 50,911,000 41.24%
2 PATTEN & PATTEN INC/TN 312,175 11,323,000 9.17%
3 WELLS FARGO & COMPANY/MN 279,450 10,135,000 8.21%
4 BANK OF AMERICA CORP /DE/ 274,528 9,957,000 8.06%
5 NORTH STAR ASSET MANAGEMENT INC 176,252 6,393,000 5.18%
6 Janney Montgomery Scott LLC 147,555 5,352,000 4.33%
7 ROYAL BANK OF CANADA 110,469 4,007,000 3.25%
8 FCA CORP /TX 106,243 3,853,000 3.12%
9 RAYMOND JAMES & ASSOCIATES 70,819 2,569,000 2.08%
10 UBS Group AG 69,799 2,531,000 2.05%
11 ORLEANS CAPITAL MANAGEMENT CORP/LA 67,562 2,450,000 1.98%
12 LEBENTHAL ASSET MANAGEMENT, LLC 66,668 2,418,000 1.96%
13 LPL Financial LLC 39,048 1,414,000 1.15%
14 Raymond James Financial Services Advisors, Inc. 37,963 1,377,000 1.12%
15 Point View Wealth Management, Inc. 33,575 1,218,000 0.99%
16 Patten Group, Inc. 18,415 678,000 0.55%
17 Community Bank of Raymore 16,900 613,000 0.50%
18 Winslow, Evans & Crocker, Inc. 16,702 605,748 0.49%
19 Invesco Ltd. 15,740 571,000 0.46%
20 J.P. Morgan Private Wealth Advisors LLC 15,647 568,000 0.46%
21 NICOLET BANKSHARES INC 15,080 547,000 0.44%
22 Commonwealth Equity Services, Inc 13,879 503,000 0.41%
23 Stratos Wealth Partners, LTD. 13,420 487,000 0.39%
24 Concert Wealth Management Inc. 11,479 417,000 0.34%
25 WEDBUSH SECURITIES INC 10,454 379,000 0.31%
26 BB&T SECURITIES, LLC 12,377 343,000 0.28%
27 Cambridge Investment Research Advisors, Inc. 8,931 324,000 0.26%
28 DOLIVER ADVISORS, LP 8,865 322,000 0.26%
29 NATIONAL PLANNING CORP 5,987 215,000 0.17%
30 Ancora Advisors LLC 5,000 181,000 0.15%
31 D.A. DAVIDSON & CO. 4,600 166,000 0.13%
32 ENVESTNET ASSET MANAGEMENT INC 3,366 122,000 0.10%
33 US BANCORP \DE\ 3,188 116,000 0.09%
34 Creative Planning 2,954 107,000 0.09%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,075 76,000 0.06%
36 People's United Financial, Inc. 1,000 36,000 0.03%
37 PNC FINANCIAL SERVICES GROUP, INC. 898 33,000 0.03%
38 Plante Moran Financial Advisors, LLC 765 28,000 0.02%
39 FIRST MANHATTAN CO. LLC. 759 27,000 0.02%
40 Oakworth Capital, Inc. 700 24,000 0.02%
41 MSI Financial Services Inc 514 19,000 0.02%
42 GENEOS WEALTH MANAGEMENT INC. 505 18,000 0.01%
43 SHARKEY, HOWES & JAVER 412 15,000 0.01%
44 Live Your Vision, LLC 200 7,000 0.01%
45 CITIGROUP INC 100 4,000 0.00%
46 NEXT Financial Group, Inc 62 2,000 0.00%
47 ADVISOR GROUP, INC. 53 2,000 0.00%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.