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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 DIVERSIFIED REAL ASSET INC F 36,380 627 0.13%
102 ALLIANZGI DIVIDEND INT PRM 49,060 620 0.13%
103 OCEAN BIO CHEM INC 217,516 613 0.13%
104 MEDNAX INC 9,245 612 0.13%
105 LIBERTY ALL STAR EQUITY FD 117,820 610 0.13%
106 CVS HEALTH CORP 6,836 608 0.13%
107 WAL-MART STORES INC 8,337 601 0.13%
108 PDL BIOPHARMA INC 177,533 595 0.12%
109 PHILLIPS 66 7,358 593 0.12%
110 ISHARES TR 9,880 584 0.12%
111 AGNICO EAGLE MINES LTD 10,760 583 0.12%
112 PERRIGO CO PLC 6,300 582 0.12%
113 BLUCORA INC 51,425 576 0.12%
114 AZENTA INC COM 42,233 575 0.12%
115 GENERAL AMERN INVS CO INC 17,450 570 0.12%
116 DEPOMED INC 22,679 566 0.12%
117 CBRE CLARION GLOBAL REAL EST 67,250 565 0.12%
118 KRATON CORP COM 16,060 563 0.12%
119 BLACKROCK GLOBAL OPP EQTY TR 45,180 553 0.12%
120 PROCTER AND GAMBLE CO 6,084 546 0.11%
121 INOTEK PHARMACEUTICALS CORP 57,344 544 0.11%
122 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 41,716 541 0.11%
123 FIRST BANCORP P R COM NEW 104,118 541 0.11%
124 EXPRESS SCRIPTS HLDG CO 7,632 538 0.11%
125 MORGAN STANLEY 16,656 534 0.11%
126 ACCO BRANDS CORPORATION COM 55,281 533 0.11%
127 HANCOCK WHITNEY CORPORATION 16,420 533 0.11%
128 NEW YORK CMNTY BANCORP INC 36,896 525 0.11%
129 HAWAIIAN HOLDINGS INC COM 10,730 521 0.11%
130 BLACKROCK RES COMMODITIES 63,720 519 0.11%
131 HARTE-HANKS INC 319,150 517 0.11%
132 AMAG PHARMACEUTICALS INC 21,001 515 0.11%
133 COHEN & STEERS INFRASTRUCTUR 23,850 514 0.11%
134 LMI Aerospace, Inc. 72,000 513 0.11%
135 RPX CORP 47,661 509 0.11%
136 MOHAWK INDS 2,542 509 0.11%
137 MTS SYS CORP 11,000 506 0.11%
138 SILVER WHEATON CORP 18,681 505 0.11%
139 HANNON ARMSTRONG SUST INFR C 21,290 498 0.10%
140 ACELRX PHARMACEUTICALS INC 127,846 497 0.10%
141 UNITED RENTALS INC 6,108 479 0.10%
142 VANGUARD INDEX FDS 5,510 478 0.10%
143 AIR LEASE CORP 16,720 478 0.10%
144 NEUROCRINE BIOSCIE COM USD0.001 9,343 473 0.10%
145 KINDRED BIOSCIENCES INC 94,800 473 0.10%
146 KRAFT HEINZ CO 5,219 467 0.10%
147 FIRST TR ENHANCED EQTY INC F 34,770 465 0.10%
148 DEAN FOODS CO NEW 28,120 461 0.10%
149 MASTERCARD INCORPORATED 4,500 458 0.10%
150 OLIN CORP 22,230 456 0.09%
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