Dark
Light
System
Security
BLACKROCK GLOBAL OPP EQTY TR
BLACKROCK GLOBAL OPP EQTY TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $224,897,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 4,112,566 50,379,000 22.40%
2 MORGAN STANLEY 3,448,942 42,249,000 18.79%
3 WELLS FARGO & COMPANY/MN 1,500,660 18,382,000 8.17%
4 Advisors Asset Management, Inc. 1,240,977 15,202,000 6.76%
5 Karpus Management, Inc. 1,139,356 13,957,000 6.21%
6 Invesco Ltd. 1,109,047 13,586,000 6.04%
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 926,778 11,353,000 5.05%
8 UBS Group AG 768,378 9,412,000 4.19%
9 GUGGENHEIM CAPITAL LLC 712,546 8,729,000 3.88%
10 RELATIVE VALUE PARTNERS GROUP, LLC 524,180 6,421,000 2.86%
11 BANK OF AMERICA CORP /DE/ 434,671 5,325,000 2.37%
12 CITIGROUP INC 353,945 4,336,000 1.93%
13 1832 Asset Management L.P. 272,406 3,337,000 1.48%
14 LPL Financial LLC 188,281 2,271,000 1.01%
15 RAYMOND JAMES & ASSOCIATES 179,706 2,201,000 0.98%
16 AMERIPRISE FINANCIAL INC 110,356 1,353,000 0.60%
17 ROYAL BANK OF CANADA 84,989 1,178,000 0.52%
18 HOLLENCREST CAPITAL MANAGEMENT 95,871 1,174,000 0.52%
19 Shaker Financial Services, LLC 91,482 1,121,000 0.50%
20 Curi Capital, LLC 89,135 1,092,000 0.49%
21 POINTE CAPITAL MANAGEMENT LLC 65,666 804,000 0.36%
22 Aviance Capital Partners, LLC 64,129 786,000 0.35%
23 PNC FINANCIAL SERVICES GROUP, INC. 54,291 665,000 0.30%
24 WEDBUSH SECURITIES INC 53,070 650,000 0.29%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 47,891 587,000 0.26%
26 SHEPHERD KAPLAN KROCHUK, LLC 45,180 553,000 0.25%
27 Cambridge Investment Research Advisors, Inc. 43,710 535,000 0.24%
28 Arete Wealth Advisors, LLC 41,614 510,000 0.23%
29 ADVISOR GROUP, INC. 33,983 417,000 0.19%
30 Commonwealth Equity Services, Inc 33,827 414,000 0.18%
31 CORNERSTONE ADVISORS INC 30,551 374,000 0.17%
32 Janney Montgomery Scott LLC 28,220 346,000 0.15%
33 Virtu KCG Holdings LLC 28,138 345,000 0.15%
34 FARMERS & MERCHANTS INVESTMENTS INC 28,110 344,000 0.15%
35 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 27,297 334,000 0.15%
36 NATIONAL PLANNING CORP 27,147 314,000 0.14%
37 BB&T SECURITIES, LLC 25,182 308,000 0.14%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,525 275,000 0.12%
39 Raymond James Financial Services Advisors, Inc. 21,222 260,000 0.12%
40 First Allied Advisory Services, Inc. 20,763 254,000 0.11%
41 SUNTRUST BANKS INC 20,202 247,000 0.11%
42 Prospera Financial Services Inc 19,000 233,000 0.10%
43 ANCORA PRIVATE WEALTH ADVISORS, LLC 18,771 230,000 0.10%
44 SEIZERT CAPITAL PARTNERS, LLC 17,184 211,000 0.09%
45 Private Advisor Group, LLC 17,252 208,000 0.09%
46 Global Endowment Management, LP 16,100 197,000 0.09%
47 GOLDMAN SACHS GROUP INC 16,017 196,000 0.09%
48 BANK OF MONTREAL /CAN/ 13,752 168,000 0.07%
49 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,930 146,000 0.06%
50 Stratos Wealth Partners, LTD. 11,033 135,000 0.06%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.