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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 ACELRX PHARMACEUTICALS INC 127,846 497 0.10%
152 UNITED RENTALS INC 6,108 479 0.10%
153 AIR LEASE CORP 16,720 478 0.10%
154 VANGUARD INDEX FDS 5,510 478 0.10%
155 KINDRED BIOSCIENCES INC 94,800 473 0.10%
156 NEUROCRINE BIOSCIENCES INC 9,343 473 0.10%
157 KRAFT HEINZ CO 5,219 467 0.10%
158 FIRST TR ENHANCED EQTY INC F 34,770 465 0.10%
159 DEAN FOODS CO NEW 28,120 461 0.10%
160 MASTERCARD INCORPORATED 4,500 458 0.10%
161 OLIN CORP 22,230 456 0.09%
162 OWENS ILL INC 24,646 453 0.09%
163 KLA-TENCOR CORP 6,418 447 0.09%
164 UNIVERSAL INS HLDGS INC 17,552 442 0.09%
165 CASCADIAN THERAPEUTICS INC 261,843 429 0.09%
166 MULTI PACKAGING SOLUTION 29,681 428 0.09%
167 HILL ROM HLDGS INC 6,881 426 0.09%
168 ENGLOBAL CORP 279,957 423 0.09%
169 SYNOPSYS INC 10,846 417 0.09%
170 KAR AUCTION SVCS INC 9,646 416 0.09%
171 U S G CORP 15,981 413 0.09%
172 TEL INSTR ELECTRS CORP 103,106 402 0.08%
173 INTEL CORP 10,304 389 0.08%
174 GENOMIC HEALTH INC COM 13,256 383 0.08%
175 ESCALON MEDICAL CORP 571,057 383 0.08%
176 PARATEK PHARMACEUTICALS INC 29,334 382 0.08%
177 HERBALIFE LTD 6,152 381 0.08%
178 GABELLI DIVID INCOME TR 19,770 380 0.08%
179 CUTERA INC COM 31,630 377 0.08%
180 HERTZ GLOBAL HLDGS INC 9,351 376 0.08%
181 BLACKSTONE GSO LNG SHRT CR I 24,120 375 0.08%
182 CELGENE CORP 3,582 374 0.08%
183 RF INDS LTD 206,647 372 0.08%
184 DOVER DOWNS GAMING AND ENTERTAINMENT 333,911 361 0.08%
185 FEDERATED HERMES INC CL B 12,092 358 0.07%
186 FORD MTR CO DEL 29,395 355 0.07%
187 ECLIPSE RES CORP COM 107,701 354 0.07%
188 FIDELITY NATIONAL FINANCIAL 9,600 354 0.07%
189 TORTOISE PIPELINE & ENERGY FD 16,520 350 0.07%
190 ATKORE INTL GROUP INC COM 18,487 346 0.07%
191 MSA SAFETY INC 5,878 341 0.07%
192 HARBORONE BANCORP INCORPORATED 21,500 339 0.07%
193 LAZARD GLB TTL RET&INCM FD I 24,035 336 0.07%
194 MYLAN N V 8,700 332 0.07%
195 MATIV HOLDINGS INC COM 8,472 327 0.07%
196 QUALITY SYS INC 28,762 326 0.07%
197 OTELCO INC 75,400 323 0.07%
198 NEUBERGER BERMAN HIGH YIELD 27,130 322 0.07%
199 PENN ENTERTAINMENT INC COM 23,523 319 0.07%
200 CEDAR FAIR L P 5,551 318 0.07%
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