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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
151 LGL GROUP INC COM 33,295 167 0.05%
152 LIBERTY ALL STAR EQUITY FUND SH BEN INT 90,800 469 0.13%
153 LIBERTY ALL STAR GROWTH FD I 27,100 113 0.03%
154 LIONBRIDGE TECHNOLOGIES ORD 36,066 209 0.06%
155 LMI Aerospace, Inc. 55,664 480 0.14%
156 Laredo Petroleum Inc 407,386 5,760 1.64%
157 MAG SILVER CORP 19,542 216 0.06%
158 MARATHON PETE CORP 25,901 1,304 0.37%
159 MASIMO CORP 4,255 287 0.08%
160 MASTERCARD INCORPORATED 3,836 396 0.11%
161 MEDNAX INC 7,356 490 0.14%
162 MEI PHARMA INC 50,000 72 0.02%
163 MERCK & CO INC 4,414 260 0.07%
164 METHANEX CORP 22,460 984 0.28%
165 MFS MULTIMARKET INCOME TR 19,000 115 0.03%
166 MICROSOFT CORP 10,511 653 0.19%
167 MITCHAM INDS 61,676 256 0.07%
168 MODUSLINK GLOBAL SOLUTIONS INCORPORATED COM NEW 10,000 15 0.00%
169 MOHAWK INDS INC 2,005 400 0.11%
170 MONDELEZ INTL INC 12,547 556 0.16%
171 MORGAN STANLEY EMER MKTS DEB 14,100 128 0.04%
172 MSA SAFETY INC 4,048 281 0.08%
173 MTS SYS CORP 9,476 537 0.15%
174 MULTI PACKAGING SOLUTION 25,431 363 0.10%
175 MYLAN N V 7,100 271 0.08%
176 NATUZZI S P A 94,374 213 0.06%
177 NAVIOS MARITIME ACQUIS CORP 19,734 34 0.01%
178 NCI BUILDING SYS INC 33,897 530 0.15%
179 NEUBERGER BERMAN HIGH YIELD 20,000 233 0.07%
180 NEUROCRINE BIOSCIENCES INC 5,289 205 0.06%
181 NEW YORK CMNTY BANCORP INC 20,650 329 0.09%
182 NEWFIELD EXPL CO 149,351 6,049 1.72%
183 NEXTERA ENERGY PARTNERS LP 28,899 738 0.21%
184 NORTH AMERN ENERGY PARTNERS 22,631 87 0.02%
185 NRG YIELD INC 19,349 306 0.09%
186 NRG YIELD INC 20,377 313 0.09%
187 OCEAN BIO CHEM INC 73,096 275 0.08%
188 OFFICE DEPOT INC 21,500 97 0.03%
189 OLIN CORP 19,512 500 0.14%
190 OPTICAL CABLE CORP COM NEW 60,423 182 0.05%
191 ORASURE TECHNOLOGIES INC 14,350 126 0.04%
192 OTELCO INC 30,537 194 0.06%
193 PARATEK PHARMACEUTICALS INC 27,339 421 0.12%
194 PATTERN ENERGY GROUP INC 72,417 1,375 0.39%
195 PATTERSON COS INC 7,497 308 0.09%
196 PAYPAL HLDGS INC 5,969 236 0.07%
197 PENN ENTERTAINMENT INC COM 22,741 314 0.09%
198 PEPSICO INC 10,076 1,054 0.30%
199 PERFORMANT FINL CORP 21,971 52 0.01%
200 PERFUMANIA HLDGS INC 10,648 16 0.00%
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