| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 746,898 | 8,716,000 | 16.15% | ||
| 2 | MORGAN STANLEY | 562,280 | 6,561,000 | 12.16% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 471,412 | 5,501,000 | 10.19% | ||
| 4 | Advisors Asset Management, Inc. | 457,214 | 5,336,000 | 9.89% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 432,113 | 5,042,000 | 9.34% | ||
| 6 | Invesco Ltd. | 327,879 | 3,826,000 | 7.09% | ||
| 7 | Yorktown Management & Research Co Inc | 207,000 | 2,416,000 | 4.48% | ||
| 8 | ROBINSON CAPITAL MANAGEMENT, LLC | 170,350 | 1,988,000 | 3.68% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 125,641 | 1,466,000 | 2.72% | ||
| 10 | UBS Group AG | 125,480 | 1,464,000 | 2.71% | ||
| 11 | WELLS FARGO & COMPANY/MN | 98,495 | 1,149,000 | 2.13% | ||
| 12 | CITIGROUP INC | 94,143 | 1,099,000 | 2.04% | ||
| 13 | LPL Financial LLC | 94,423 | 1,099,000 | 2.04% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 87,368 | 1,020,000 | 1.89% | ||
| 15 | Fiera Capital Corp | 74,600 | 871,000 | 1.61% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 67,264 | 785,000 | 1.45% | ||
| 17 | Capital Investment Advisors, LLC | 59,734 | 697,000 | 1.29% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 52,529 | 613,000 | 1.14% | ||
| 19 | WEDBUSH SECURITIES INC | 49,120 | 573,000 | 1.06% | ||
| 20 | ROYAL BANK OF CANADA | 43,189 | 504,000 | 0.93% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,609 | 429,000 | 0.79% | ||
| 22 | SII INVESTMENTS INC/WI | 29,715 | 345,000 | 0.64% | ||
| 23 | ADVISOR GROUP, INC. | 24,655 | 287,000 | 0.53% | ||
| 24 | BAIRD FINANCIAL GROUP, INC. | 23,790 | 278,000 | 0.52% | ||
| 25 | M&T BANK CORP | 21,500 | 251,000 | 0.47% | ||
| 26 | SHEPHERD KAPLAN KROCHUK, LLC | 20,000 | 233,000 | 0.43% | ||
| 27 | Curi Capital, LLC | 19,089 | 223,000 | 0.41% | ||
| 28 | OPPENHEIMER & CO INC | 14,200 | 166,000 | 0.31% | ||
| 29 | RAYMOND JAMES TRUST N.A. | 14,113 | 164,000 | 0.30% | ||
| 30 | MILLENNIUM MANAGEMENT LLC | 13,516 | 158,000 | 0.29% | ||
| 31 | DOLIVER ADVISORS, LP | 13,454 | 157,000 | 0.29% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 12,103 | 141,000 | 0.26% | ||
| 33 | GENEOS WEALTH MANAGEMENT INC. | 11,810 | 137,000 | 0.25% | ||
| 34 | AMERIPRISE FINANCIAL INC | 10,398 | 121,000 | 0.22% | ||
| 35 | US BANCORP \DE\ | 3,566 | 42,000 | 0.08% | ||
| 36 | WFG Advisors, LP | 3,250 | 38,000 | 0.07% | ||
| 37 | MSI Financial Services Inc | 3,101 | 36,000 | 0.07% | ||
| 38 | Capital Analysts, LLC | 1,132 | 13,000 | 0.02% | ||
| 39 | BANK OF MONTREAL /CAN/ | 1,000 | 11,000 | 0.02% | ||
| 40 | Financial Architects, Inc | 500 | 6,000 | 0.01% | ||
| 41 | PENSERRA CAPITAL MANAGEMENT LLC | 311 | 3,000 | 0.01% | ||
| 42 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% | ||
| 43 | SYNOVUS FINANCIAL CORP | 44 | 1,000 | 0.00% | ||
| 44 | Creative Planning | 24 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
