| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 2,469,071 | 14,963,000 | 12.29% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,334,646 | 14,147,000 | 11.62% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,008,591 | 12,172,000 | 10.00% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,235,944 | 7,490,000 | 6.15% | ||
| 5 | Saba Capital Management, L.P. | 1,231,785 | 7,465,000 | 6.13% | ||
| 6 | MORGAN STANLEY | 1,110,269 | 6,728,000 | 5.53% | ||
| 7 | EATON VANCE MANAGEMENT | 1,093,200 | 6,625,000 | 5.44% | ||
| 8 | Invesco Ltd. | 951,715 | 5,767,000 | 4.74% | ||
| 9 | RELATIVE VALUE PARTNERS GROUP, LLC | 740,082 | 4,485,000 | 3.68% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 713,431 | 4,323,000 | 3.55% | ||
| 11 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 709,733 | 4,301,000 | 3.53% | ||
| 12 | FIRST FOUNDATION ADVISORS | 523,889 | 3,175,000 | 2.61% | ||
| 13 | COHEN & STEERS, INC. | 438,358 | 2,656,000 | 2.18% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 431,641 | 2,616,000 | 2.15% | ||
| 15 | UBS Group AG | 417,355 | 2,529,000 | 2.08% | ||
| 16 | Apollo Management Holdings, L.P. | 368,825 | 2,235,000 | 1.84% | ||
| 17 | PHH INVESTMENTS, LTD. | 2,200 | 2,200,000 | 1.81% | ||
| 18 | HighTower Advisors, LLC | 361,409 | 2,193,000 | 1.80% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 213,732 | 1,295,000 | 1.06% | ||
| 20 | LPL Financial LLC | 184,350 | 1,121,000 | 0.92% | ||
| 21 | Fiera Capital Corp | 171,395 | 1,038,000 | 0.85% | ||
| 22 | STIFEL FINANCIAL CORP | 169,307 | 1,022,000 | 0.84% | ||
| 23 | Sterneck Capital Management, LLC | 145,040 | 879,000 | 0.72% | ||
| 24 | WEDBUSH SECURITIES INC | 136,924 | 830,000 | 0.68% | ||
| 25 | BLACKROCK ADVISORS LLC | 126,569 | 767,000 | 0.63% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 106,442 | 645,000 | 0.53% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 96,188 | 583,000 | 0.48% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 93,657 | 568,000 | 0.47% | ||
| 29 | Point View Wealth Management, Inc. | 92,905 | 563,000 | 0.46% | ||
| 30 | CITIGROUP INC | 75,587 | 458,000 | 0.38% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 74,648 | 452,000 | 0.37% | ||
| 32 | NWAM LLC | 67,656 | 410,000 | 0.34% | ||
| 33 | DOLIVER ADVISORS, LP | 56,151 | 340,000 | 0.28% | ||
| 34 | Bank of New York Mellon Corp | 49,087 | 297,000 | 0.24% | ||
| 35 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 244,000 | 0.20% | PRN | |
| 36 | Commonwealth Equity Services, Inc | 39,289 | 238,000 | 0.20% | ||
| 37 | POINTE CAPITAL MANAGEMENT LLC | 38,255 | 231,825 | 0.19% | ||
| 38 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 231,825 | 0.19% | ||
| 39 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 37,500 | 227,000 | 0.19% | ||
| 40 | ROYAL BANK OF CANADA | 37,116 | 225,000 | 0.18% | ||
| 41 | MILLENNIUM MANAGEMENT LLC | 35,583 | 216,000 | 0.18% | ||
| 42 | MSI Financial Services Inc | 33,521 | 203,000 | 0.17% | ||
| 43 | Ancora Advisors LLC | 30,000 | 182,000 | 0.15% | ||
| 44 | TWO SIGMA SECURITIES, LLC | 28,946 | 175,000 | 0.14% | ||
| 45 | Janney Montgomery Scott LLC | 26,870 | 163,000 | 0.13% | ||
| 46 | Virtu KCG Holdings LLC | 26,205 | 159,000 | 0.13% | ||
| 47 | WEALTHSOURCE PARTNERS, LLC | 23,921 | 145,000 | 0.12% | ||
| 48 | Capital Investment Advisors, LLC | 22,720 | 138,000 | 0.11% | ||
| 49 | MOSAIC FAMILY WEALTH, LLC | 20,807 | 126,000 | 0.10% | ||
| 50 | PAYDEN & RYGEL | 20,000 | 121,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
