| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UNITED DEV FDG IV COM | 72,235 | 0 | 0.00% | ||
| 2 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 150,000 | 2,000 | 0.00% | ||
| 3 | GLOWPOINT INC | 17,038 | 5,000 | 0.00% | ||
| 4 | GALENA BIOPHARMA INC | 22,500 | 8,000 | 0.00% | ||
| 5 | CHANTICLEER HLDGS INC WT EXP 061117 | 222,222 | 8,000 | 0.00% | ||
| 6 | AMERICAN DG ENERGY INC | 37,375 | 10,000 | 0.00% | ||
| 7 | CUMULUS MEDIA INC | 31,396 | 10,000 | 0.00% | ||
| 8 | GIGA TRONICS INC | 13,012 | 12,000 | 0.00% | ||
| 9 | AVEO PHARMACEUTICALS INC | 14,804 | 13,000 | 0.00% | ||
| 10 | MANNKIND CORPORATION | 23,393 | 15,000 | 0.00% | ||
| 11 | OPGEN INC | 76,821 | 15,000 | 0.00% | ||
| 12 | GTX INC | 22,174 | 17,000 | 0.00% | ||
| 13 | VERTEX ENERGY INC | 14,573 | 17,000 | 0.00% | ||
| 14 | FULL HOUSE | 10,041 | 18,000 | 0.00% | ||
| 15 | FUSION TELECOMM INTL INC | 11,560 | 19,000 | 0.00% | ||
| 16 | TOKAI PHARMACEUTICALS INC | 12,703 | 19,000 | 0.00% | ||
| 17 | ONCOBIOLOGICS INC - WARRANT A | 43,525 | 21,000 | 0.00% | ||
| 18 | VERMILLION INC | 16,031 | 21,000 | 0.00% | ||
| 19 | ArQule Inc | 11,820 | 21,000 | 0.00% | ||
| 20 | BROADWAY FINL CORP DEL | 12,342 | 22,000 | 0.00% | ||
| 21 | 22ND CENTY GROUP INC | 14,873 | 22,000 | 0.00% | ||
| 22 | LRAD CORP | 12,033 | 23,000 | 0.00% | ||
| 23 | SANDRIDGE MISSISSIPPIAN TR I | 17,334 | 24,000 | 0.00% | ||
| 24 | HOVNANIAN ENTERPRISES, INC. | 14,160 | 24,000 | 0.00% | ||
| 25 | PROVECTUS BIOPHARMACEUTICALS | 500,000 | 26,000 | 0.00% | ||
| 26 | ARCA BIOPHARMA INCORPORATED COM PAR .001 | 10,663 | 30,000 | 0.00% | ||
| 27 | HARVEST NATURAL RESOURCES IN | 40,214 | 32,000 | 0.00% | ||
| 28 | W T OFFSHORE INC | 18,355 | 32,000 | 0.00% | ||
| 29 | CHESAPEAKE GRANITE WASH TR COM | 15,462 | 32,000 | 0.00% | ||
| 30 | Pieris Pharmaceuticals | 18,205 | 33,000 | 0.00% | ||
| 31 | SYNACOR INC | 11,648 | 34,000 | 0.00% | ||
| 32 | Ultrapetrol (Bahamas) Ltd | 113,600 | 34,000 | 0.00% | ||
| 33 | ATHERSYS INC | 16,151 | 34,000 | 0.00% | ||
| 34 | CONNECTURE INC COM | 18,187 | 34,000 | 0.00% | ||
| 35 | MEI PHARMA INC | 19,793 | 35,000 | 0.00% | ||
| 36 | THE ONE GROUP HOSPITALITY IN | 14,181 | 35,000 | 0.00% | ||
| 37 | VIVINT SOLAR INC | 11,384 | 36,000 | 0.00% | ||
| 38 | CHAMPIONS ONCOLOGY INC | 22,302 | 37,000 | 0.00% | ||
| 39 | FATE THERAPEUTICS INC COM | 12,136 | 38,000 | 0.00% | ||
| 40 | ZAIS GROUP HLDGS INC | 16,565 | 38,000 | 0.00% | ||
| 41 | PHASERX INC | 15,358 | 39,000 | 0.00% | ||
| 42 | TRIANGLE PETE CORP | 160,159 | 44,000 | 0.00% | ||
| 43 | INTELSAT S A | 16,800 | 46,000 | 0.00% | ||
| 44 | ADVERUM BIOTECHNOLOGIES INC | 11,941 | 49,000 | 0.00% | ||
| 45 | ONCOBIOLOGICS INC - WARRANT B | 43,394 | 52,000 | 0.00% | ||
| 46 | GIGPEAK INC | 22,963 | 54,000 | 0.00% | ||
| 47 | UNITED STATES ANTIMONY CORP | 120,016 | 55,000 | 0.00% | ||
| 48 | Socket Mobile Inc New | 20,239 | 55,000 | 0.00% | ||
| 49 | CEMTREX INC | 14,054 | 56,000 | 0.00% | ||
| 50 | NORTHERN DYNASTY MINERALS LTD COM | 79,222 | 56,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-16-000036, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
