| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAMAC ENERGY INC | 150,000 | 0 | 0.00% | ||
| 2 | ENTEROMEDICS INC | 12,000 | 0 | 0.00% | ||
| 3 | RXI PHARMACEUTICALS CORP NEW | 145,000 | 0 | 0.00% | ||
| 4 | PLURISTEM THERAPEUTICS INC | 30,000 | 1,000 | 0.00% | ||
| 5 | MAST THERAPEUTICS INC COM | 687,500 | 1,000 | 0.00% | ||
| 6 | Neostem Inc | 531,250 | 1,000 | 0.00% | ||
| 7 | MICROVISION INC DEL | 73,000 | 5,000 | 0.00% | ||
| 8 | DISCOVERY LABORATORIES INC N | 200,000 | 8,000 | 0.00% | ||
| 9 | CLEVELAND BIOLABS INC | 15,000 | 13,000 | 0.00% | ||
| 10 | WESTERN ASSET MTG CAP CORP | 559,440 | 29,000 | 0.00% | ||
| 11 | CAMBRIDGE CAP ACQUISITION CO | 125,000 | 30,000 | 0.00% | ||
| 12 | CONTRAFECT CORP | 46,824 | 37,000 | 0.00% | ||
| 13 | CHART ACQUISITION CORP | 148,300 | 42,000 | 0.00% | ||
| 14 | AMSURG CORP | 35,000 | 43,000 | 0.00% | PRN | |
| 15 | * JIAYUAN COM INTL LTD SPONSORED ADR | 11,034 | 56,000 | 0.00% | ||
| 16 | QUEST RESOURCE HOLDING CORP | 750,000 | 70,000 | 0.00% | ||
| 17 | CONTRAFECT CORP | 46,824 | 82,000 | 0.00% | ||
| 18 | VALE S A | 15,900 | 90,000 | 0.00% | ||
| 19 | SLM CORP | 11,700 | 109,000 | 0.00% | ||
| 20 | DREYFUS STRATEGIC MUN BD FD | 14,300 | 116,000 | 0.00% | ||
| 21 | COMMUNITY HEALTH SYS INC NEW | 6,012,830 | 132,000 | 0.00% | ||
| 22 | INVESCO TR INVT GRADE MUNS | 10,000 | 134,000 | 0.00% | ||
| 23 | NUVEEN MUNICIPAL CREDIT INC | 10,000 | 142,000 | 0.00% | ||
| 24 | DORIAN LPG LTD | 11,049 | 144,000 | 0.00% | ||
| 25 | BOULEVARD ACQUISITION CORP | 250,000 | 150,000 | 0.00% | ||
| 26 | TANDEM DIABETES CARE INC COM | 12,786 | 161,000 | 0.00% | ||
| 27 | QUANTUM CORP | 155,000 | 182,000 | 0.00% | PRN | |
| 28 | NL INDS INC COM NEW | 23,597 | 183,000 | 0.00% | ||
| 29 | CIS ACQUISITION LTD | 774,600 | 184,000 | 0.00% | ||
| 30 | ROI ACQUISITION CORP II | 1,150,000 | 198,000 | 0.00% | ||
| 31 | NOBLE ENERGY INC | 4,100 | 200,000 | 0.00% | ||
| 32 | FOOT LOCKER INC | 3,200 | 202,000 | 0.00% | ||
| 33 | ALLIANCEBERNSTEIN NATL MUN I | 14,757 | 202,000 | 0.00% | ||
| 34 | PPG INDS INC | 900 | 203,000 | 0.00% | ||
| 35 | CENVEO INC | 98,497 | 211,000 | 0.00% | ||
| 36 | VARIAN MED SYS INC | 2,269 | 213,000 | 0.00% | ||
| 37 | ZIONS BANCORPORATION | 8,118 | 219,000 | 0.00% | ||
| 38 | BLACKROCK MUNI INTER DR FD I | 15,000 | 220,000 | 0.00% | ||
| 39 | CARRIZO OIL & GAS INC | 4,521 | 224,000 | 0.00% | ||
| 40 | NUVEEN PREM INCOME MUN FD | 16,523 | 231,000 | 0.00% | ||
| 41 | Nuveen Municipal Advanta | 16,903 | 233,000 | 0.00% | ||
| 42 | MACERICH CO | 2,800 | 236,000 | 0.00% | ||
| 43 | SUNPOWER CORP | 7,599 | 238,000 | 0.00% | ||
| 44 | NUVEEN MUN MKT OPPORTUNITY F | 18,273 | 250,000 | 0.00% | ||
| 45 | EQUINIX INC | 1,100 | 256,000 | 0.00% | ||
| 46 | IMMUNE PHARMACEUTICALS INC | 250,000 | 260,000 | 0.00% | ||
| 47 | CANADIAN SOLAR INC | 7,816 | 261,000 | 0.00% | ||
| 48 | TESLA INC | 1,406 | 265,000 | 0.00% | ||
| 49 | CHIPOTLE MEXICAN GRILL INC | 416 | 271,000 | 0.00% | ||
| 50 | WESTERN REFNG INC | 5,500 | 272,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001288136-15-000041, filed 2015.05.15), New Holdings filing (0001288136-16-000094, filed 2016.02.16), New Holdings filing (0001288136-15-000052, filed 2015.11.16), New Holdings filing (0001288136-15-000045, filed 2015.08.13). and New Holdings filing (0001288136-15-000043, filed 2015.05.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
