| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENTEROMEDICS INC | 60,000 | 0 | 0.00% | ||
| 2 | PLURISTEM THERAPEUTICS INC | 30,000 | 0 | 0.00% | ||
| 3 | PHOSPHATE HOLDINGS INC | 656,667 | 0 | 0.00% | ||
| 4 | RXI PHARMACEUTICALS CORP NEW | 145,000 | 0 | 0.00% | ||
| 5 | CLEVELAND BIOLABS INC | 150,000 | 0 | 0.00% | ||
| 6 | MAST THERAPEUTICS INC COM | 1,250,000 | 0 | 0.00% | ||
| 7 | WEATHERFORD INTL PLC | 85,905 | 0 | 0.00% | ||
| 8 | Cellectar Biosciences @4.68 8/ | 500,000 | 0 | 0.00% | ||
| 9 | DISCOVERY LABORATORIES INC N | 200,000 | 0 | 0.00% | ||
| 10 | MARINA BIOTECH INC | 26,189 | 0 | 0.00% | ||
| 11 | Caladrius Biosciences Inc | 1,381,250 | 0 | 0.00% | ||
| 12 | MICROVISION INC DEL | 730,000 | 4,000 | 0.00% | ||
| 13 | IMMUNE PHARMACEUTICALS INC | 250,000 | 4,000 | 0.00% | ||
| 14 | KBS FASHION GROUP LTD | 270,000 | 8,000 | 0.00% | ||
| 15 | QUEST RESOURCE HOLDING CORP | 750,000 | 8,000 | 0.00% | ||
| 16 | WESTERN ASSET MTG CAP CORP | 559,440 | 11,000 | 0.00% | ||
| 17 | BARINGTON HILCO ACQUISITION | 98,475 | 12,000 | 0.00% | ||
| 18 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 600,000 | 36,000 | 0.00% | ||
| 19 | TYSON FOODS INC TANG EQ UNIT | 72,000 | 43,000 | 0.00% | PRN | |
| 20 | WL ROSS HOLDING CORP - CW19 | 135,625 | 45,000 | 0.00% | ||
| 21 | AVAGO TECHNOLOGIES LTD | 301,300 | 45,000 | 0.00% | Put | |
| 22 | COMMUNITY HEALTH SYS INC NEW | 5,460,347 | 48,000 | 0.00% | ||
| 23 | MECOX LANE LIMITED SPON ADR REP 35 | 12,932 | 49,000 | 0.00% | ||
| 24 | CONTRAFECT CORP | 44,927 | 65,000 | 0.00% | ||
| 25 | DELTA TECHNOLOGY HLDGS LTD | 576,058 | 66,000 | 0.00% | ||
| 26 | JASON INDS INC | 1,098,700 | 74,000 | 0.00% | ||
| 27 | WESTMORELAND COAL CO | 12,700 | 75,000 | 0.00% | ||
| 28 | WMI HOLDINGS CORP. | 31,327 | 82,000 | 0.00% | ||
| 29 | CENVEO INC | 98,497 | 86,000 | 0.00% | ||
| 30 | AXALTA COATING SYS LTD | 3,900 | 104,000 | 0.00% | ||
| 31 | Agrofresh Solutions Warrants Exp 07/31/20 | 151,350 | 151,000 | 0.00% | ||
| 32 | KB HOME | 13,880 | 171,000 | 0.00% | ||
| 33 | INVESCO QUALITY MUN INCOME T | 13,840 | 177,000 | 0.00% | ||
| 34 | BLACKROCK MUNI INTER DR FD I | 12,500 | 177,000 | 0.00% | ||
| 35 | ITAU UNIBANCO HLDG SA | 28,625 | 186,000 | 0.00% | ||
| 36 | ANNALY CAP MGMT INC | 20,227 | 190,000 | 0.00% | ||
| 37 | ON SEMICONDUCTOR CORP | 19,449 | 191,000 | 0.00% | ||
| 38 | AGILENT TECHNOLOGIES INC | 4,800 | 201,000 | 0.00% | ||
| 39 | EXTRA SPACE STORAGE INC | 2,284 | 201,000 | 0.00% | ||
| 40 | NUVEEN MUN MKT OPPORTUNITY F | 14,673 | 202,000 | 0.00% | ||
| 41 | CSRA INC | 6,773 | 203,000 | 0.00% | ||
| 42 | ALLIANCEBERNSTEIN NATL MUN I | 14,757 | 203,000 | 0.00% | ||
| 43 | VISTEON CORP COM NEW | 1,886 | 216,000 | 0.00% | ||
| 44 | HENNESSY CAP ACQUISITION COR | 1,150,000 | 219,000 | 0.00% | ||
| 45 | COMPUTER SCIENCES CORP | 6,773 | 221,000 | 0.00% | ||
| 46 | MOODYS CORP | 2,208 | 222,000 | 0.00% | ||
| 47 | FLUOR CORP NEW | 4,852 | 229,000 | 0.00% | ||
| 48 | ALKERMES PLC | 2,882 | 229,000 | 0.00% | ||
| 49 | ARMSTRONG WORLD INDS INC NEW COM | 5,000 | 229,000 | 0.00% | ||
| 50 | NUVEEN PREM INCOME MUN FD | 16,523 | 233,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001288136-16-000092, filed 2016.02.16), New Holdings filing (0001288136-17-000033, filed 2017.02.13), New Holdings filing (0001288136-16-000123, filed 2016.11.14), New Holdings filing (0001288136-16-000112, filed 2016.08.15). and New Holdings filing (0001288136-16-000106, filed 2016.05.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
